Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    IOSCO Consults on Volatility Control Mechanisms

    By Manesh Samtani | 09/03/2018

    Consultation report include recommendations on monitoring, record-keeping, disclosures on trigger mechanisms and cross-jurisdictional communication for dual-listed securities.

    Structural Regulation

    Eased Listing Rules to Attract Tech IPOs Tops CSRC Work Agenda

    By Garima Chitkara | 08/03/2018

    CSRC mulling allowing innovative voting structures and ease mandatory profitability requirements for participants in biotech, cloud computing and AI.

    Trading & Investment

    SGX, NZX Sign MoU on Market Development, Information Exchange

    By Garima Chitkara | 08/03/2018

    MoU aimed at promoting market development initiatives in Asia Pacific region, including for derivatives, secondary listings and ETFs.

    Trading & Investment

    Thailand, Indonesia Boost Capital Markets Cooperation

    By Editors | 08/03/2018

    Extension of MoU includes cooperation on cross-border transactions, product development, information technology and knowledge sharing.

    Trading & Investment

    Chinese Exchanges to List ‘Belt and Road’ Bonds

    By Editors | 06/03/2018

    Seven domestic and foreign companies have so far been granted approval to list Belt and Road bonds on the Shanghai and Shenzhen stock exchanges.

    Trading & Investment

    Taiwan Brokers Set to Issue Exchange Traded Notes

    By Editors | 03/03/2018

    Brokers with capital adequacy exceeding 250 percent and net value over NTD10 billion will be allowed to issue the new debt instruments.

    KYC & CDD

    SEBI Mulling Omnibus Accounts for Gift City

    By Garima Chitkara | 03/03/2018

    Omnibus accounts will allow bank clients to trade without undergoing standard KYC procedures and help boost trading from offshore participants.

    Clearing & Post-Trade

    Bursa Malaysia Targets T+2 Securities Settlement

    By Manesh Samtani | 02/03/2018

    Other market boosting measures include a stamp duty waiver for stocks, as well as new ETF, ASEAN-centric and derivatives product launches.

    Trading & Investment

    India Eases Foreign Investor Limits on Interest Rate Futures

    By Editors | 02/03/2018

    Aggregate long positions for all FPIs will be up to INR50 billion across any interest rate futures instrument.

    Structural Regulation

    China Levels Playing Field for Foreign Banks

    By Editors | 01/03/2018

    Pre-approvals no longer required for wealth management, custody services; procedures simplified for branch opening, executive appointments, bond issuance.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.