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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
IOSCO Consults on Volatility Control Mechanisms
By Manesh Samtani | 09/03/2018
Consultation report include recommendations on monitoring, record-keeping, disclosures on trigger mechanisms and cross-jurisdictional communication for dual-listed securities.
Structural Regulation
Eased Listing Rules to Attract Tech IPOs Tops CSRC Work Agenda
By Garima Chitkara | 08/03/2018
CSRC mulling allowing innovative voting structures and ease mandatory profitability requirements for participants in biotech, cloud computing and AI.
Trading & Investment
SGX, NZX Sign MoU on Market Development, Information Exchange
By Garima Chitkara | 08/03/2018
MoU aimed at promoting market development initiatives in Asia Pacific region, including for derivatives, secondary listings and ETFs.
Trading & Investment
Thailand, Indonesia Boost Capital Markets Cooperation
By Editors | 08/03/2018
Extension of MoU includes cooperation on cross-border transactions, product development, information technology and knowledge sharing.
Trading & Investment
Chinese Exchanges to List ‘Belt and Road’ Bonds
By Editors | 06/03/2018
Seven domestic and foreign companies have so far been granted approval to list Belt and Road bonds on the Shanghai and Shenzhen stock exchanges.
Trading & Investment
Taiwan Brokers Set to Issue Exchange Traded Notes
By Editors | 03/03/2018
Brokers with capital adequacy exceeding 250 percent and net value over NTD10 billion will be allowed to issue the new debt instruments.
KYC & CDD
SEBI Mulling Omnibus Accounts for Gift City
By Garima Chitkara | 03/03/2018
Omnibus accounts will allow bank clients to trade without undergoing standard KYC procedures and help boost trading from offshore participants.
Clearing & Post-Trade
Bursa Malaysia Targets T+2 Securities Settlement
By Manesh Samtani | 02/03/2018
Other market boosting measures include a stamp duty waiver for stocks, as well as new ETF, ASEAN-centric and derivatives product launches.
Trading & Investment
India Eases Foreign Investor Limits on Interest Rate Futures
By Editors | 02/03/2018
Aggregate long positions for all FPIs will be up to INR50 billion across any interest rate futures instrument.
Structural Regulation
China Levels Playing Field for Foreign Banks
By Editors | 01/03/2018
Pre-approvals no longer required for wealth management, custody services; procedures simplified for branch opening, executive appointments, bond issuance.
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