Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    Hong Kong Launches New Professional Investor Regime

    By Samuel Riding | 28/03/2016

    Regime introduces principles-based test for sophistication of corporate professional investors.

    Trading & Investment

    Resumption of Margin-trading Loans Boosts Brokers

    By Samuel Riding | 22/03/2016

    China Securities Finance restarts loans to securities firms, rates to be as low as 3%.

    Trading & Investment

    Vietnam Confirms Derivatives Market Framework

    By Samuel Riding | 22/03/2016

    GMEX Group to provide trading system under JV, market expected to go live at end-2016.

    Trading & Investment

    India Allows FPIs to Invest in Defaulted Bonds

    By Samuel Riding | 16/03/2016

    Securities regulator also allows foreign portfolio investors into REITs, infrastructure investment trusts and AIFs.

    Structural Regulation

    CSRC Plans to Reform IPO Registration Process

    By Editors | 15/03/2016

    Chinese regulators intends to take steps to reform its stock markets’ IPO registration system.

    Structural Regulation

    BSE Receives In-principle Approval for Listing

    By Editors | 14/03/2016

    IPO is set to be launched in the next six to nine months.

    Trading & Investment

    SFC to Propose ‘See-through’ Investor Identification

    By Samuel Riding | 10/03/2016

    System would allow regulator to see beyond broker transactions to identify instructing investors.

    Trading & Investment

    Details of China’s New Interbank Bond Regime Expected this Month

    By Samuel Riding | 09/03/2016

    Foreign investors will have no quotas so long as they are on-boarded and have applications filed by agent banks.

    Structural Regulation

    Myanmar Grants 4 Foreign Bank Licenses

    By Samuel Riding | 08/03/2016

    State Bank of India in second group of foreign lenders allowed to operate in the country.

    Trading & Investment

    SEBI to Meet on New Commodities Investment Rules

    By Samuel Riding | 07/03/2016

    Regulator to introduce raft of changes including launch of options contracts, confirming budget announcement.

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