Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    China AMAC Consults on New Suitability Rules for Funds

    By Mark Johnston | 18/11/2025

    AMAC is consulting on rules covering risk assessment frequency, high-risk sales to seniors, and live-streamed promotions.

    Trading & Investment

    Taiwan FSC Eases Margin Trading Rules for TPEx Stocks

    By Sanday Chongo Kabange | 18/11/2025

    The FSC has scrapped capital and profitability hurdles for over-the-counter stocks to qualify for margin trading, aiming for parity with the main board.

    Clearing & Post-Trade

    Japan Expands Clearing Eligibility to Include Active ETFs

    By Sanday Chongo Kabange | 18/11/2025

    The amendment aims to boost liquidity for actively managed funds by making them eligible for obligation assumption services.

    Structural Regulation

    KRX to Mandate Registered Domestic Auditors for Foreign Listings

    By Mark Johnston | 17/11/2025

    The KRX is closing a regulatory "blind spot" to enhance accounting transparency and investor confidence in overseas firms listing in Korea.

    Trading & Investment

    RBI Updates Repo Rules, Adds Municipal Bonds as Collateral

    By Nithya Subramanian | 17/11/2025

    The updated directions refine trading and reporting rules, and streamline participation, settlement, and risk management across India’s repo market.

    Trading & Investment

    Industry Backs ASIC Roadmap but Warn on Public Market Hurdles

    By Sanday Chongo Kabange | 17/11/2025

    executives from Goldman Sachs, BlackRock and ART say ASIC's new roadmap is a clear way forward for the private credit market.

    Trading & Investment

    Korea Approves First Operators Under 'Investment Management Account' Framework

    By Mark Johnston | 17/11/2025

    The approved firms will be able to channel significant funds into corporate finance-related assets and venture investments, but must guarantee investor principal.

    Trading & Investment

    Korea’s New ATS Nextrade Breaches 15 Percent Volume Cap, Testing New Rules

    By Mark Johnston | 17/11/2025

    The alternative trading system exceeded the KRX volume limit for the first time, triggering a two-month regulatory grace period.

    Trading & Investment

    India’s NCDEX to Enter Mutual Fund Arena

    By Nithya Subramanian | 17/11/2025

    The new electronic mutual fund platform, which is awaiting SEBI’s nod, will to tap investors across smaller cities and semi-urban markets.

    Structural Regulation

    SEBI Consults on IPO Rule Changes to Boost Retail Investor Participation

    By Nithya Subramanian | 17/11/2025

    SEBI proposes easing IPO lock-in rules and replacing the abridged prospectus with a concise offer summary to boost transparency and retail participation.

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