Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Cryptocurrency

    Japan FSA Deems Derivatives on Overseas Crypto ETFs 'Undesirable'

    By Manesh Samtani | 06/11/2025

    The FSA cites investor protection concerns, clarifying that the products should not be offered even by registered firms.

    Structural Regulation

    GIFT City Regulator Consults on New Pension Fund Regulations

    By Nithya Subramanian | 06/11/2025

    The proposed pension rules from IFSCA aim to create a global retirement ecosystem from GIFT City with strict governance and investor safeguards.

    Structural Regulation

    BSEC Drafts New IPO Rules to End Discounts, Tighten Valuation

    By Nithya Subramanian | 05/11/2025

    The BSEC’s draft IPO rules propose ending retail discounts, introducing valuation ceilings, enforcing lock-ins for institutions, and enhancing oversight of book-building.

    Trading & Investment

    China to Expand Stock Connect, Deepen Integration with Hong Kong

    By Manesh Samtani | 05/11/2025

    Regulators at the Global Financial Leaders' Investment Summit announced plans to expand Stock Connect and support the launch of government bond futures in Hong Kong.

    Trading & Investment

    IOSCO Pushes for CDS Transparency, Highlighting Gaps in APAC Hubs

    By Manesh Samtani | 05/11/2025

    IOSCO encourages jurisdictions to enhance post-trade transparency after finding no evidence the CDS market caused 2023 banking stress.

    Trading & Investment

    CSRC Drafts New Rules for Funds on Use of Performance Benchmarks

    By Editors | 04/11/2025

    New draft rules aim to tie manager pay to benchmark performance, curb misleading marketing, and enforce investment discipline across the public fund industry.

    Trading & Investment

    South Korea's Ruling Party Pushes Policy Reform to Boost KOSPI

    By Mark Johnston | 04/11/2025

    Seoul is advancing legislation on dividend taxation and mandatory share buybacks, pursuing a pledge to elevate the KOSPI index to 5,000.

    Structural Regulation

    India’s IFSCA Proposes Easing Norms for Capital Market Intermediaries

    By Nithya Subramanian | 04/11/2025

    The IFSCA has proposed easing qualification norms, lowered custodian net worth requirements, and introducing unified registration for GIFT City capital market intermediaries.

    Trading & Investment

    SEBI Eases Rules for Investment Advisers, Research Analysts

    By Nithya Subramanian | 04/11/2025

    SEBI allows advisers to charge for second opinions on distributed assets and share certified past performance before PaRRVA’s launch.

    Market Abuse

    KRX Sanctions Two Securities Firms for Suspected Naked Short-selling

    By Nithya Subramanian | 04/11/2025

    KRX fines Korea Investment & Securities and warns Samsung Securities over suspected naked short-selling, marking the inaugural enforcement action since the launch of NSDS.

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