Operational Risk

    News on frameworks, regulations, and major events related to risks arising from internal processes, systems failures, human errors, or external disruptions.

    AI Risk & Governance

    BIS Paper Urges Clearer Supervisory Guidance on AI Data Risks

    By Manesh Samtani | 27/03/2026

    New paper highlights growing data risks from AI in finance, calling for tailored supervisory guidance on governance, quality, security and privacy

    Operational Risk

    Korea FSS Signals 'Zero-Tolerance' Shift to 'Pre-emptive' Supervision

    By Manesh Samtani | 27/03/2026

    The FSS is moving from post-incident sanctions to a preventive framework with a focus on consumer protection and systemic risk.

    Conduct, Culture & Accountability

    Korea FSS Mandates New Disclosure Rules for Real Estate Funds

    By Sanday Chongo Kabange | 26/03/2026

    New rules require asset managers to disclose worst-case scenarios and secure CEO sign-off to enhance investor protection and accountability.

    Resolution & Recovery

    MAS Proposes Tougher Rules for Capital Market Infrastructures

    By Nithya Subramanian | 26/03/2026

    The regulator is consulting on new recovery and resolution planning rules and extending statutory bail-in powers to CMFMIs.

    Operational Risk

    GBA Officials Hold Inaugural Joint Financial Regulatory Meeting

    By Mark Johnston | 26/03/2026

    Regulators from Guangdong, Hong Kong, Macao and Shenzhen met to discuss banking, insurance, AI oversight, and consumer protection.

    Operational Risk

    Australian Regulators Warn Funds on 'Payday Super' Readiness

    By Sanday Chongo Kabange | 26/03/2026

    APRA and ATO are concerned that a material number of superannuation funds are not on track to meet the new three-day contribution processing rules.

    Credit Risk

    Philippine Consumer Credit Surge Requires Vigilant Oversight: AMRO

    By Editors | 26/03/2026

    New analysis highlights the need for prudent risk management and strong regulatory oversight as unsecured lending grows rapidly.

    Capital Adequacy

    FSC Korea to Ease Bank Rules, Offer Immunity for “Productive Finance”

    By Nithya Subramanian | 26/03/2026

    The regulator plans to reduce capital burdens and expand immunity for staff to encourage lending to businesses and boost economic growth.

    Trading & Investment

    FSS Korea Urges ETF Industry to Tighten Controls Amid Growth Risks

    By Mark Johnston | 25/03/2026

    FSS flags concerns over exaggerated advertising, rebalancing shocks, and advance portfolio disclosures amid rapid market growth and new product launches.

    Emerging Prudential Risks

    Australian Regulators Flag ‘Elevated’ Global Risks, Stress Crisis Readiness

    By Sanday Chongo Kabange | 25/03/2026

    Australian regulators are on high alert over geopolitical tensions, focusing on crisis readiness, cyber resilience, and prudent lending.

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