Operational Risk

    News on frameworks, regulations, and major events related to risks arising from internal processes, systems failures, human errors, or external disruptions.

    Operational Risk

    RBA Issues Corporate Plan for 2015/2016

    By Editors | 02/09/2015

    The Reserve Bank of Australia has issued its 2015/2016 corporate plan describing its objectives and strategies the year.

    Operational Risk

    New Zealand to Update Outsourcing Policy for Banks

    By Editors | 28/08/2015

    The Reserve Bank of New Zealand has released a consultation paper with proposals to update its outsourcing policy for banks.

    Conduct, Culture & Accountability

    Big Aussie Banks Refuse to Contribute to Compensation Fund

    By Editors | 17/08/2015

    The big bank lobby is refusing to fund a “last resort” compensation fund for victims of financial planners that go bust, arguing that smaller companies should fund it themselves.

    Structural Regulation

    China Announces Guidelines for Internet Finance

    By Editors | 21/07/2015

    China has issued stricter guidelines to regulate Internet finance, calling for enhanced supervision of the sector while also pledging to support its development.

    Cybersecurity

    China to Release New Regulations on Internet Finance

    By Editors | 15/07/2015

    The People’s Bank of China will soon release new regulations to regulate Internet finance and promote its healthy development.

    Anti-Money Laundering

    Vietnam Targets International Risk Management Standards for Banks

    By Editors | 12/07/2015

    Vietnam’s banking sector is looking to meet standards for operational risk management and anti-money laundering in line with international practices.

    Cybersecurity

    SEBI Directs Key Market Entities to Implement Cyber Security Policy

    By Editors | 11/07/2015

    The Securities and Exchange Board of India has directed stock exchanges and key market entities to implement a new framework to protect the securities market from cyber threats within six months.

    Operational Risk

    Information Overload Threatens Effective Compliance

    By Peter Guy | 09/07/2015

    Revealing insights show how banks can’t rely on technology to prevent the next crisis.

    Cloud & Infrastructure

    APRA Warns Banks of Cloud Computing Risks

    By Editors | 08/07/2015

    The Australian Prudential Regulation Authority has highlighted new risks being created as the banking industry makes greater use of cloud computing to cut costs and compete with technology-based rivals.

    Structural Regulation

    New Outsourcing Policy Planned for India’s Key Market Entities

    By Editors | 06/07/2015

    SEBI will soon issue a new set of guidelines to govern outsourcing by stock exchanges and other key entities.

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