Operational Risk

Operational Risk

APRA Spotlight on Super Fund Governance, Risk Mgt

By Editors | 24/10/2015

The Australian Prudential Regulation Authority is stepping up its attention to superannuation fund governance with increased attention to liquidity management and stress testing.

Operational Risk

APRA Releases FAQs on Super Fund Governance Consultation

By Editors | 19/10/2015

The Australian Prudential Regulation Authority has released a set of FAQs responding to questions raised in relation to its consultation package on super fund governance arrangements.

Operational Risk

Markit Launches KY3P Platform for Third Party Risk Management

By Editors | 14/10/2015

Barclays, HSBC and Morgan Stanley partner to design new service.

Operational Risk

Malaysia Issues New Policy Document on Compliance

By Editors | 05/10/2015

Bank Negara Malaysia (BNM) has released new policy requirements on compliance for financial institutions which will come into effect on January 1, 2017.

Credit Risk

SEBI Tells AMCs to Rate Bond Investments Internally

By Editors | 02/10/2015

The Securities and Exchange Board of India has asked asset managers to develop internal credit appraisal systems to assess corporate bond investments in their portfolios, and reduce their reliance on rating agencies.

Credit Risk

RBI to Cap Members in Lending Consortium

By Editors | 19/09/2015

The Reserve Bank of India is planning to restrict the numbers of members in the Joint Lenders’ Forum in a bid to ease the difficulties banks often face in resolving distressed assets.

Conduct, Culture & Accountability

S. Korea Enhances Bank Internal Controls and Compliance Functions

By Editors | 19/09/2015

FSC implements new guidelines to ensure the effectiveness of internal controls and compliance functions in the banking sector.

Operational Risk

HKMA Issues New Guidance on E-Banking Risk Management

By Editors | 09/09/2015

The Hong Kong Monetary Authority has issued a revised version of the Supervisory Policy Manual for risk management of electronic banking services.

Operational Risk

APRA Consults on Super Fund Governance Arrangements

By Editors | 02/09/2015

Consultation package proposes changes to governance and prudential framework in light of proposed legislative amendments requiring more board independence at super funds.