Prudential Risk

Emerging Prudential Risks

CBRC Redoubles Efforts to Curb ‘Shadow Banking’

By Samuel Riding | 24/11/2016

Regulator proposes requirements for internal monitoring, external audit.

Capital Adequacy

Sri Lanka Introduces Risk-based CAR for Brokers

By Samuel Riding | 24/11/2016

Regulator and exchange will prompt brokers before CAR reaches minimum threshold.

Structural Regulation

S.Korea FSC Hands Derivative Product Decisions to Exchange

By Samuel Riding | 23/11/2016

Regulator to introduce stress tests at securities firms; aims to enhance global competitiveness.

Resolution & Recovery

HK Launches Resolution Consultation

By Samuel Riding | 23/11/2016

Rules aim to impose ‘suitably tailored constraints’ on resolution authorities.

Capital Adequacy

HSBC Down, ICBC Up in 2016 G-SIBs List

By Samuel Riding | 22/11/2016

Latest list indicates FSB and BCBS’s perception of systemic risk posed by 30 major banks.

Capital Adequacy

Reshaping Regulation – The Impact of Trump

By Peter Guy | 21/11/2016

Whatever US financial regulation looks like moving forward, it will reverberate worldwide.

Resolution & Recovery

BSP Shuts 20th Lender in 2016

By Samuel Riding | 21/11/2016

‘Ailing’ rural bank had total deposit liabilities of USD573,845, insured deposits of USD493,305.

Resolution & Recovery

FSB Sets Out 2017 Agenda

By Samuel Riding | 18/11/2016

Upcoming reports and consultations cover correspondent banking, conduct and derivatives regulation.

Cybersecurity

Cyber Security – Lessons from Hong Kong

By Samuel Riding | 16/11/2016

HKMA sets a baseline for cyber-resilience but more harmonisation is needed.