AUSTRALIA

    Sanctions

    US Attacks on Iran Pose Complex Challenges for Compliance Teams

    By Nathan Lynch | 08/07/2025

    The escalating hostility between the US and Iran has heightened the pressure on global financial institutions to combat terrorist financing.

    ESG / Sustainability

    Australian Taxonomy Success Depends on Next Steps

    By Blake Evans-Pritchard | 08/07/2025

    Policy support, investor engagement and transition plans are key to bringing fresh capital in, writes Blake Evans-Pritchard.

    Enforcement

    Australian Federal Court Dismisses ASIC Misleading Disclosures Case

    By Editors | 07/07/2025

    A Federal Court judge has cleared four TerraCom officers of misleading the market, delivering a sharp critique of ASIC's case.

    Enforcement

    ASIC Bans Former Financial Advisor Over ‘Fees For No Service’

    By Sanday Chongo Kabange | 07/07/2025

    ASIC has banned former Lighthouse Partners' director Kiriley Roper for 10 years for obtaining client fees despite not providing a service.

    AML / KYC

    AUSTRAC Announces Closure of Enforceable Undertaking with Perth Mint

    By Sanday Chongo Kabange | 04/07/2025

    AUSTRAC has closed its enforceable undertaking against Perth Mint but warned of ongoing risks in the bullion sector.

    Fintech / Regtech

    ASX Taps Fujitsu, TSE to Build New ETF Trading Platform

    By Editors | 04/07/2025

    ASX is partnering with Fujitsu and the Tokyo Stock Exchange to develop a new ETF trading platform.

    AML / KYC

    AUSTRAC Orders External Audit of Western Union Over “Core” AML Issues

    By Sanday Chongo Kabange | 04/07/2025

    AUSTRAC’s concerns are “core anti-money laundering issues” and whether Western Union’s AML/CTF programme is functional.

    AML / KYC

    ASIC Issues Warning on ‘High-Pressure’ Sales Tactics in Super Sector

    By Sanday Chongo Kabange | 03/07/2025

    ASIC’s warning comes amid rising cases of retirement savings into “complex and risky schemes”.

    image

    Enforcement

    Australia: Ex-Wealth Manager Held in Contempt of Court

    By Sanday Chongo Kabange | 03/07/2025

    Joshua Fuoco will never be allowed to be involved in financial services or credit activities, following an undertaking he gave to the Federal Court.

    image

    AML / KYC

    New Zealand FMA Issues Warning to Investors on Crypto Risks

    By Sanday Chongo Kabange | 03/07/2025

    The FMA warned that the most common crypto scams are related to fake online crypto investment platforms.

    JOIN OUR NEWSLETTER

    A daily selection of top stories from the Regulation Asia editorial team