Hong Kong

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    AML / KYC

    SFC Issues Updated AML/CFT Self-Assessment Checklist

    By Editors | 15/11/2023

    The updated checklist incorporates the May revisions to the SFC’s existing AML/CFT guideline, including to apply additional questions on virtual asset activities.

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    Securities / Derivatives

    HKEX Shines Spotlight on HK’s Role as Fundraising Hub

    By Sanday Chongo Kabange | 12/11/2023

    New report from HKEX discusses Hong Kong’s listing regime, further planned enhancements, and why international companies should choose to list in the city.

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    Capital / Liquidity

    HKMA to Update Basel III Implementation Timetable Again

    By Editors | 10/11/2023

    The standards on credit risk, operational risk, market risk, CVA risk and the output floor will take effect on 1 January 2025.

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    Crypto / Digital Assets

    Taiwan Authorities Arrest Two Individuals Linked to JPEX

    By Editors | 10/11/2023

    Investors in Taiwan have initiated legal action against the allegedly fraudulent crypto exchange, which first came under regulatory scrutiny in Hong Kong.

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    Fintech / Regtech

    PBOC to Establish Fintech Sandbox Links With Hong Kong, Macao

    By Editors | 10/11/2023

    The “network link-up” will provide a one-stop platform to facilitate cross-border fintech trials and strengthen supervisory cooperation.

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    Fintech / Regtech

    eMPF –The Race to Optimise Operating Models

    By Monik Harindran | 09/11/2023

    Hong Kong’s eMPF project presents trustees with an opportunity to rethink operating models, says Monik Harindran.

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    Hong Kong ICAC Launches Business Sector Integrity Charter

    By Editors | 09/11/2023

    The Charter encourages companies to establish Integrity Management Systems, appoint an “Ethics Officer”, and commit to implementing integrity policies.

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    Securities / Derivatives

    HKEX to Consult on Measures to Keep Market Open During Typhoons

    By Editors | 09/11/2023

    HKEX will commence a public consultation within this month on a proposed model for operating the stock market under severe weather.

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    Capital / Liquidity

    SFC Issues Guidance on IPO Services Ahead of FINI Launch

    By Editors | 09/11/2023

    The SFC outlines risk management considerations for licensed corporations offering IPO services ahead of HKEX’s launch of a new IPO settlement platform.

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    Capital / Liquidity

    Finance Leaders Highlight Risks, Opportunities at Key Hong Kong Summit

    By Manesh Samtani | 08/11/2023

    Chinese vice premier He Lifeng pledged continued support for Hong Kong. CSRC vice chairman Wang Jianjun discussed efforts to further expand Stock Connect.

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