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AML / KYC
SFC Issues Updated AML/CFT Self-Assessment Checklist
By Editors | 15/11/2023
The updated checklist incorporates the May revisions to the SFC’s existing AML/CFT guideline, including to apply additional questions on virtual asset activities.

Securities / Derivatives
HKEX Shines Spotlight on HK’s Role as Fundraising Hub
By Sanday Chongo Kabange | 12/11/2023
New report from HKEX discusses Hong Kong’s listing regime, further planned enhancements, and why international companies should choose to list in the city.

Capital / Liquidity
HKMA to Update Basel III Implementation Timetable Again
By Editors | 10/11/2023
The standards on credit risk, operational risk, market risk, CVA risk and the output floor will take effect on 1 January 2025.

Crypto / Digital Assets
Taiwan Authorities Arrest Two Individuals Linked to JPEX
By Editors | 10/11/2023
Investors in Taiwan have initiated legal action against the allegedly fraudulent crypto exchange, which first came under regulatory scrutiny in Hong Kong.

Fintech / Regtech
PBOC to Establish Fintech Sandbox Links With Hong Kong, Macao
By Editors | 10/11/2023
The “network link-up” will provide a one-stop platform to facilitate cross-border fintech trials and strengthen supervisory cooperation.

Fintech / Regtech
eMPF –The Race to Optimise Operating Models
By Monik Harindran | 09/11/2023
Hong Kong’s eMPF project presents trustees with an opportunity to rethink operating models, says Monik Harindran.

Hong Kong ICAC Launches Business Sector Integrity Charter
By Editors | 09/11/2023
The Charter encourages companies to establish Integrity Management Systems, appoint an “Ethics Officer”, and commit to implementing integrity policies.

Securities / Derivatives
HKEX to Consult on Measures to Keep Market Open During Typhoons
By Editors | 09/11/2023
HKEX will commence a public consultation within this month on a proposed model for operating the stock market under severe weather.

Capital / Liquidity
SFC Issues Guidance on IPO Services Ahead of FINI Launch
By Editors | 09/11/2023
The SFC outlines risk management considerations for licensed corporations offering IPO services ahead of HKEX’s launch of a new IPO settlement platform.

Capital / Liquidity
Finance Leaders Highlight Risks, Opportunities at Key Hong Kong Summit
By Manesh Samtani | 08/11/2023
Chinese vice premier He Lifeng pledged continued support for Hong Kong. CSRC vice chairman Wang Jianjun discussed efforts to further expand Stock Connect.
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