ADVERTISEMENT

Capital / Liquidity
SFC Issues Guidance on IPO Services Ahead of FINI Launch
By Editors | 09/11/2023
The SFC outlines risk management considerations for licensed corporations offering IPO services ahead of HKEX’s launch of a new IPO settlement platform.

Capital / Liquidity
Finance Leaders Highlight Risks, Opportunities at Key Hong Kong Summit
By Manesh Samtani | 08/11/2023
Chinese vice premier He Lifeng pledged continued support for Hong Kong. CSRC vice chairman Wang Jianjun discussed efforts to further expand Stock Connect.

Crypto / Digital Assets
Investor Protection is Key to Singapore, Hong Kong Crypto Regulations
By Nithya Subramanian | 08/11/2023
As Singapore and Hong Kong regulators navigate the fast-changing digital assets landscape, investor protection takes centerstage.

Crypto / Digital Assets
SFC Awards Licences to HK Unit of Swiss Crypto Bank, SEBA
By Manesh Samtani | 08/11/2023
The licences allow SEBA Hong Kong to deal in, advise on, and conduct asset management for traditional securities and virtual assets.

ESG / Sustainability
Will Greenwashing Risks Be the Downfall of Hong Kong’s ESG Dream?
By Shannon Tong | 07/11/2023
Defending against greenwashing claims will be significantly easier with the support of proper data and documentation, say Shannon Tong and Irene Siu.

Securities / Derivatives
Some Issuers Were Overcharged for Annual Listing Fees: HKEX
By Sanday Chongo Kabange | 07/11/2023
HKEX is contacting issuers that were overcharged to arrange refunds. It does not plan to claim back any of the undercharged fees.

ESG / Sustainability
HKEX Postpones Enhancements to Climate Disclosure Framework
By Editors | 06/11/2023
HKEX said it intends for its requirements to take into account the ISSB adoption guide, which won’t be finalised until year-end.

Sanctions
US Congress Proposes New Sanctions on HK Judiciary
By Editors | 05/11/2023
The proposed legislation would direct the US President to consider sanctioning 49 individuals involved in prosecuting National Security Law cases.

Crypto / Digital Assets
SFC Issues Rules for Tokenised Securities and Investment Products
By Manesh Samtani | 03/11/2023
Tokenised securities have to meet the same requirements as traditional securities. Primary dealing of tokenised investment products will be allowed.

Crypto / Digital Assets
Tokenisation Steers Paradigm Shift in Finance: BIS Innovation Hub
By Georgina Lee | 03/11/2023
The next paradigm shift for financial assets is tokenisation, BIS Innovation Hub head Cecilia Skingsley said at Hong Kong Fintech Week.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.