HONG KONG

    Market Infrastructure

    HKEX to Introduce Volatility Control Mechanism on 22 August

    By Samuel Riding | 19/08/2016

    System aims to prevent extreme volatility from trading errors, other incidents.

    Balding Bearish on Shenzhen-Hong Kong Stock Connect

    By Samuel Riding | 18/08/2016

    Renowned commentator Christopher Balding reacts to confirmation of second cross-border trading link.

    Market Infrastructure

    HK-Shenzhen Stock Connect to Launch in December

    By Samuel Riding | 17/08/2016

    China, Hong Kong regulators approve link; total daily quota set at USD3.5 billion.

    Market Infrastructure

    SFC Issues April-June Report

    By Samuel Riding | 16/08/2016

    Listing application vetting, registered entities hit record highs.

    AML / KYC

    HK to Issue New Account Opening Guidelines

    By Samuel Riding | 16/08/2016

    HKMA responds to concerns about SME and start-up access to banking services.

    Market Infrastructure

    HKMA’s Executive Director Retires

    By Editors | 08/08/2016

    Esmond Lee retires effective 7 August.

    Capital / Liquidity

    Hong Kong Revises Liquidity Risk Framework

    By Editors | 04/08/2016

    The revision aims to promote banks’ ability to withstand liquidity events.

    Securities / Derivatives

    AMAC Revokes Licenses of Over 10,000 Funds

    By Editors | 02/08/2016

    Association aims to restore China’s hedge fund industry as managers comply with stricter rules.

    SFC Assigns New Investment Products Exec. Director

    By Editors | 01/08/2016

    The appointee will serve as head of investment products for three years.

    HK Court Clarifies Money Laundering Rule

    By Samuel Riding | 27/07/2016

    Judgment suggests even ‘clean’ money can lead to prosecution if there are circumstantial indications of an offence.

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