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Market Infrastructure
SFC Reprimands Morgan Stanley, Issues USD2.4mn Fine
By Samuel Riding | 25/08/2016
US bank’s Hong Kong securities operation says to review internal controls to ensure compliance.
Hong Kong Turf War Heats Up
By Peter Guy | 22/08/2016
SFC, HKEX consultation reveals fundamental conflict between legal enforcement and listing approval.
Market Infrastructure
HKEX to Introduce Volatility Control Mechanism on 22 August
By Samuel Riding | 19/08/2016
System aims to prevent extreme volatility from trading errors, other incidents.
Balding Bearish on Shenzhen-Hong Kong Stock Connect
By Samuel Riding | 18/08/2016
Renowned commentator Christopher Balding reacts to confirmation of second cross-border trading link.
Market Infrastructure
HK-Shenzhen Stock Connect to Launch in December
By Samuel Riding | 17/08/2016
China, Hong Kong regulators approve link; total daily quota set at USD3.5 billion.
Market Infrastructure
SFC Issues April-June Report
By Samuel Riding | 16/08/2016
Listing application vetting, registered entities hit record highs.
AML / KYC
HK to Issue New Account Opening Guidelines
By Samuel Riding | 16/08/2016
HKMA responds to concerns about SME and start-up access to banking services.
Market Infrastructure
CSRC Forms Task Group for SZ-HK Stock Connect
By Editors | 12/08/2016
SZ-HK connect will give foreign investors direct access to CSI 500 stocks.
Market Infrastructure
HKMA’s Executive Director Retires
By Editors | 08/08/2016
Esmond Lee retires effective 7 August.
Capital / Liquidity
Hong Kong Revises Liquidity Risk Framework
By Editors | 04/08/2016
The revision aims to promote banks’ ability to withstand liquidity events.
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