United States

Securities / Derivatives

Thailand Consults on Foreign Investment Products

By Editors | 07/10/2015

Thailand’s Securities and Exchange Commission is seeking comment on draft rules for providing investment services in foreign currency denominated products also offered overseas.

Securities / Derivatives

Thailand Enhances Financial Reporting Ecosystem

By Editors | 05/10/2015

Thailand’s Securities and Exchange Commission has launched an initiative to enhance the sustainability of the financial reporting ecosystem.

China to Cap Overseas Cash Withdrawals to Curb Outflows

By Editors | 01/10/2015

China’s foreign exchange regulator will impose new caps on cash withdrawals from outside the country using UnionPay cards to help combat money laundering and curb capital outflows,

Regulatory Arbitrage: The Next Big Wave in China

By Peter Guy | 28/09/2015

The ability to exploit or position trading positions ahead of regulatory changes will emerge as a source of competitive advantage.

Securities / Derivatives

Thailand Boosts Capital Market Access with Innovation

By Editors | 28/09/2015

SEC wants to ensure regulatory framework of the Thai capital market does not impede new developments.

S. Korea Signs MOU with CFTC on Cross-Border Clearing Supervision

By Editors | 28/09/2015

Enhances cooperation and information exchange in the supervision of clearing organisations that operate cross-border.

Securities / Derivatives

Thailand Consults on New Underwriting Rules

By Editors | 26/09/2015

Thailand’s Securities and Exchange Commission is seeking public comments on draft amendments to underwriting rules, which seek to promote flexibility and prevent conflicts of interest.

Securities / Derivatives

Thai Asset Managers to Offer Hedge Funds Next Year

By Editors | 24/09/2015

Thailand’s Securities and Exchange Commission is drafting rules to allow Thai asset management companies to offer hedge funds locally.

Japan Clearing Corp Seeks CFTC Clearing Exemption

By Editors | 23/09/2015

The U.S. Commodity Futures Trading Commission is seeking public comment on a petition by Japan Securities Clearing Corporation for exemption from registration as a derivatives clearing organisation.