United States

Implications of China’s Looming Market Evolution

By Editors | 10/04/2015

Implications of market structure changes for surveillance and risk management professionals.

DTCC Urges Action Ahead of Next OTC Reporting Phase

By Editors | 25/03/2015

The Depository Trust & Clearing Corporation (DTCC) has urged institutions to stay ahead of reporting deadlines under the next phase of Australia’s derivatives market reporting rules, which will be implemented next month.

Shenzhen Stock Connect May Include ChiNext Shares

By Editors | 10/03/2015

Hong Kong’s upcoming cross-border stock trade with Shenzhen will include stocks on the high-growth small and medium enterprise (SME) board, and also possibly stocks listed on ChiNext, a NASDAQ-style board.

US Authorities Probe Big Banks’ Pricing of Metals

By Editors | 25/02/2015

US officials are investigating at least 10 major banks for possible rigging of precious-metals markets, the Wall Street Journal reported citing people close to the inquiries.

DTCC’s Legal Entity Identifier Service Gathers Momentum

By Editors | 16/02/2015

The Global Markets Entity Identifier utility of the Depository Trust & Clearing Corporation, offered in collaboration with SWIFT, has issued over 165,000 legal entity identifiers (LEIs) to entities from over 140 jurisdictions, representing about 50% of all issued LEIs.

Managing Liquidity is Key to Risk Control

By Editors | 06/02/2015

Meeting cash and liquidity management standards in Basel III are driving the development of advanced systems.

Hong Kong Readies Direct Stock Link with Shenzhen

By Editors | 03/02/2015

Hong Kong’s top regulator said preparations are under way to connect the city’s stock exchange with Shenzhen’s stock market, similar to the cross-border stock trading scheme with Shanghai.

Thinking Alongside Jamie Dimon

By Peter Guy | 26/01/2015

What is good for JPMorgan is good for America?

US Approves SGX’s Board of Trade Registration

By Editors | 23/01/2015

The U.S. Commodity Futures Trading Commission (CFTC) has approved Singapore Exchanges’ (SGX) registration as a Foreign Board of Trade (FBOT), allowing US-based clients access to SGX’s derivatives trading platform.