China Securities Regulatory Commission

China Regulators Eye Standardisation, Senior Managers Regime

By Editors | 12/06/2017

China’s top financial regulators have developed a strategic plan to create a “standardised financial system”, including joint measures on risk […]

Capital / Liquidity

China State Council Issues Plans to Combat Financial Risks

By Editors | 05/06/2017

China’s cabinet, the State Council, last week announced details of inspections required to be carried out by regional and municipality […]

AML / KYC

China Regulators Confirm Readiness for CRS

By Samuel Riding | 22/05/2017

Six departments including banking and securities regulator confirm 1 July kick-off.

CSRC Bans Firm from Issuing New Asset Management Products

By Samuel Riding | 22/05/2017

Sealand Securities also barred from opening new securities accounts, underwriting bonds.

Market Infrastructure

HKMA, PBOC Confirm Bond Connect

By Samuel Riding | 17/05/2017

Programme to launch with northbound trading only; rules to mirror those for overseas investors in inter-bank bond market.

Market Infrastructure

Chinese Legislature Reviews Securities Law Amendments

By Samuel Riding | 25/04/2017

Proposed changes include greater enforcement, punishment powers for CSRC.

Securities / Derivatives

Ex CSRC Official Fined $73mn

By Samuel Riding | 24/04/2017

Feng Xiaoshu said to have made RMB248mn from illegal trades using family members’ accounts.

Capital / Liquidity

New CBRC Head to Make 1st Official Appearance

By Samuel Riding | 01/03/2017

Guo Shuqing expected to address Chinese banks’ bad debts, shadow banking.

Market Infrastructure

CSRC Issues Stock Connect Warning

By Samuel Riding | 28/02/2017

Regulator flags 20 incidences of market manipulation, other malpractice.