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CSRC Warns 5 Brokers on Compliance
By Samuel Riding | 28/12/2016
Securities regulator also says to tighten supervision of asset managers.
CSRC Investigating Alleged Bond Default at Brokerage
By Samuel Riding | 21/12/2016
Regulator conducts on-site investigation of Sealand Securities amid bond market squeeze.
Capital / Liquidity
PBOC Issues $57bn in Emergency Loans to Banks
By Samuel Riding | 19/12/2016
Brokers involved in bond market-making urged to continue trading amid year-end selloff.
Capital / Liquidity
CSRC to Tighten ‘Fourth Board’ Monitoring
By Samuel Riding | 07/12/2016
Move aims to unify regulations through tightened supervision of regional exchanges.
Market Infrastructure
Shenzhen-HK Stock Connect Opens
By Samuel Riding | 05/12/2016
Accompanying rules aim to curb cross-border illegal activity, market misconduct.
Capital / Liquidity
CSRC to Rein in Fund Management Subsidiaries
By Samuel Riding | 04/12/2016
Move expected to end practice of banks offering loans to risky enterprises via the firms.
Market Infrastructure
China Sets up Regional Financial Crime Bureaus
By Samuel Riding | 01/12/2016
Move is a response to stock market ‘irregularities’; teams cover five provincies/cities.
Market Infrastructure
SZ-HK Stock Connect to Start 5 December
By Samuel Riding | 28/11/2016
Accompanying rules aim to curb cross-border illegal activity, market misconduct.
Capital / Liquidity
IMF, CSRC Boost Technical Cooperation
By Samuel Riding | 25/11/2016
MOU includes agreements on market supervision, preventing systemic risk.
Market Infrastructure
HK, China Clearers Set to Open ‘Stock Connect’ Accounts
By Samuel Riding | 24/11/2016
Move aims to ‘facilitate capital market connectivity and standardise cash flow’.
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