China Securities Regulatory Commission

    CSRC Warns 5 Brokers on Compliance

    By Samuel Riding | 28/12/2016

    Securities regulator also says to tighten supervision of asset managers.

    CSRC Investigating Alleged Bond Default at Brokerage

    By Samuel Riding | 21/12/2016

    Regulator conducts on-site investigation of Sealand Securities amid bond market squeeze.

    Capital / Liquidity

    PBOC Issues $57bn in Emergency Loans to Banks

    By Samuel Riding | 19/12/2016

    Brokers involved in bond market-making urged to continue trading amid year-end selloff.

    Capital / Liquidity

    CSRC to Tighten ‘Fourth Board’ Monitoring

    By Samuel Riding | 07/12/2016

    Move aims to unify regulations through tightened supervision of regional exchanges.

    Market Infrastructure

    Shenzhen-HK Stock Connect Opens

    By Samuel Riding | 05/12/2016

    Accompanying rules aim to curb cross-border illegal activity, market misconduct.

    Capital / Liquidity

    CSRC to Rein in Fund Management Subsidiaries

    By Samuel Riding | 04/12/2016

    Move expected to end practice of banks offering loans to risky enterprises via the firms.

    Market Infrastructure

    China Sets up Regional Financial Crime Bureaus

    By Samuel Riding | 01/12/2016

    Move is a response to stock market ‘irregularities’; teams cover five provincies/cities.

    Market Infrastructure

    SZ-HK Stock Connect to Start 5 December

    By Samuel Riding | 28/11/2016

    Accompanying rules aim to curb cross-border illegal activity, market misconduct.

    Capital / Liquidity

    IMF, CSRC Boost Technical Cooperation

    By Samuel Riding | 25/11/2016

    MOU includes agreements on market supervision, preventing systemic risk.

    Market Infrastructure

    HK, China Clearers Set to Open ‘Stock Connect’ Accounts

    By Samuel Riding | 24/11/2016

    Move aims to ‘facilitate capital market connectivity and standardise cash flow’.

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