China Securities Regulatory Commission

Market Infrastructure

CSRC Consolidates Control of Enforcement Bureau

By Samuel Riding | 18/11/2016

Regulator says move is continuation of efforts to enhance coordination and management.

Market Infrastructure

China Bans Futures Broker Margin Financing

By Samuel Riding | 11/11/2016

CSRC calls for tighter monitoring to deflate cool market amid growing volatility.

Market Infrastructure

Ex-CSRC Official Admits Taking Bribes

By Samuel Riding | 11/11/2016

Li Liang pleads guilty to taking $1mn from nine companies.

Market Infrastructure

SSE Reports Insurance Firm to Securities Commission

By Samuel Riding | 10/11/2016

Exchange says insurer almost exclusively made short-term trades for 10 months.

CSRC Said to Ban OTC Derivatives Financing

By Samuel Riding | 07/11/2016

Move part of efforts to clamp down on shadow banking business.

Market Infrastructure

China Warns of Market Manipulation via Stock Connect

By Samuel Riding | 07/11/2016

CSRC holds joint training session with Hong Kong regulator, issues warning statement.

Market Infrastructure

CSRC Fines Media Firm for Misleading Article

By Samuel Riding | 18/10/2016

Securities regulator seeking to clamp down on market rumours and misinformation.

AML / KYC

China to Tighten Internet Finance Rules

By Samuel Riding | 14/10/2016

PBOC to head taskforce including securities regulator and issue measures by March 2017.

Market Infrastructure

China to Clarify Foreign Fund Offering Rules

By Samuel Riding | 28/09/2016

CSRC to work with AMAC to address foreign asset managers’ concerns