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Securities / Derivatives
CSRC Fines P2P ‘Hyper’ $500mn
By Samuel Riding | 27/02/2017
Company chairman misrepresented firm as P2P business despite no involvement in sector.
AML / KYC
New CBRC Chief Set to Head ‘Super Regulator’
By Samuel Riding | 24/02/2017
Guo Shuqing likely to head ‘single operating body’ with authority for banking, securities and insurance regulation.
Capital / Liquidity
China Moots Ban on Futures Company Asset Management Products
By Samuel Riding | 24/02/2017
Products are typically used to circumvent provision and reserve requirements.
SSE to Speed up Infrastructure Project Securitisation
By Samuel Riding | 23/02/2017
Exchange sets up ‘green channel’ to speed up process; to consult with regulators, NDRC.
Securities / Derivatives
CSRC to Expand Supervision
By Samuel Riding | 20/02/2017
Chinese securities regulator is seeking ‘judicial interpretations of supervisory policies’.
Securities / Derivatives
CSRC to Inspect Brokers’ Investment Banking
By Samuel Riding | 10/02/2017
Inspection covers asset securitisation, corporate bond underwriting and M&A.
Market Infrastructure
SSE to Tighten Supervision, Enforcement in 2017
By Samuel Riding | 18/01/2017
Exchange suggests 2017 will be more challenging due to market uncertainties, development.
Securities / Derivatives
CSRC Mulls Easing Futures Trading Rules
By Samuel Riding | 17/01/2017
New measures could include reduced margin requirement, increased trading allowance.
Market Infrastructure
China to Issue New Regional Equity Market Rules
By Samuel Riding | 12/01/2017
Premier says new rules aim to ‘better regulate the market’, help economic stabilisation.
CSRC Confiscations Up 288% in 2016
By Samuel Riding | 06/01/2017
Securities regulator cites ‘unprecedentedly complex’ market environment in China.
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