CHINA SECURITIES REGULATORY COMMISSION

China Could Ban VC Investment in A-shares

By Samuel Riding | 26/07/2016

Senior CSRC official says channel has been used for speculation.

CSRC Tightens Leverage Rules for Structured Product Purchases

By Samuel Riding | 21/07/2016

New rules lower limits for investor borrowing to buy products managed by brokers, asset managers.

Market Infrastructure

CSRC Downgrades More than 50% of Brokerages

By Samuel Riding | 18/07/2016

Annual ratings reflect a company’s risk control and compliance management.

Market Infrastructure

China, Abu Dhabi to Cooperate on Financial Regulation

By Samuel Riding | 18/07/2016

MoU covers cross-border activities and enhanced regulatory collaboration.

Market Infrastructure

LSE-SHSE Link Study Making ‘Good Progress’ – CSRC

By Samuel Riding | 15/07/2016

London exchange chief says Brexit vote has created uncertainty but has limited overall impact.

Market Infrastructure

PBOC Targets Centralised Risk Database

By Samuel Riding | 14/07/2016

Central bank says creating a balance sheet for the entire financial system will improve risk analysis.

Foreign Securities Firms Can Invest in A-shares – CSRC

By Samuel Riding | 13/07/2016

Securities regulator confirms wholly-owned and JV enterprises can register as private securities firms.

CSRC Conducts Forcible De-listing

By Samuel Riding | 11/07/2016

Securities regulator declares “zero tolerance” for IPO fraud in effort to restore stock market credibility.

Market Infrastructure

SSE Says to Implement CPC, CSRC Requirements

By Samuel Riding | 08/07/2016

Shenzhen exchange says to enhance governance structure and standardise management.