CHINA SECURITIES REGULATORY COMMISSION

China to Allow Foreign Hedge Funds

By Samuel Riding | 03/07/2016

New regulations allow foreign managers to access secondary market, launch PE funds.

Securities / Derivatives

SZ-HK Stock Connect to Kick-off Before Year End

By Editors | 03/07/2016

CSRC chairman unable to give definitive timetable; plans for Shanghai-London link delayed.

Market Infrastructure

CSRC Freezes Reviews of Brokerage’s IPOs

By Samuel Riding | 24/06/2016

Southwest Securities said to be one of the most active players in backdoor listings.

Market Infrastructure

CSRC Readies 1st Forcible De-listing

By Samuel Riding | 22/06/2016

Securities regulator toughening enforcement stance; has rejected 17 IPO applications this year.

Market Infrastructure

CSRC Revises Securities Firm Risk Controls

By Samuel Riding | 20/06/2016

Measures include risk management staffing, system requirements to be implemented on 1 October.

Market Infrastructure

China Proposes to Ban Backdoor Fund Raisings

By Samuel Riding | 20/06/2016

Securities regulator also doubles lock-in period for shareholders in restructured companies.

AML / KYC

No Super-Regulator Soon, China Think Tank Says

By Samuel Riding | 17/06/2016

Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.

Market Infrastructure

PBOC to Allow FI Bankruptcies

By Samuel Riding | 14/06/2016

Deputy governor says orderly market exits for financial institutions should be encouraged.

Market Infrastructure

CSRC to Further Strengthen Direct Supervision

By Samuel Riding | 13/06/2016

Regulator to continue with strict oversight, strengthen action on restructuring, M&A manipulation.