China Securities Regulatory Commission

Balding Bearish on Shenzhen-Hong Kong Stock Connect

By Samuel Riding | 18/08/2016

Renowned commentator Christopher Balding reacts to confirmation of second cross-border trading link.

Market Infrastructure

HK-Shenzhen Stock Connect to Launch in December

By Samuel Riding | 17/08/2016

China, Hong Kong regulators approve link; total daily quota set at USD3.5 billion.

Market Infrastructure

CSRC Forms Task Group for SZ-HK Stock Connect

By Editors | 12/08/2016

SZ-HK connect will give foreign investors direct access to CSI 500 stocks.

Capital / Liquidity

CBRC Said to Oppose Loan Buffer Proposal

By Editors | 01/08/2016

The move strengthens Chinese regulators stand on curbing risks.

Market Infrastructure

UK, China Said to Prepare on Joint Financial Projects

By Editors | 01/08/2016

Agreement between two countries could ease fears in the market after Brexit.

AML / KYC

CSRC to Tighten Brokerage Industry Supervision

By Editors | 28/07/2016

Stronger internal compliance and risk protocols required before year end.

China Could Ban VC Investment in A-shares

By Samuel Riding | 26/07/2016

Senior CSRC official says channel has been used for speculation.

CSRC Tightens Leverage Rules for Structured Product Purchases

By Samuel Riding | 21/07/2016

New rules lower limits for investor borrowing to buy products managed by brokers, asset managers.

Market Infrastructure

CSRC Downgrades More than 50% of Brokerages

By Samuel Riding | 18/07/2016

Annual ratings reflect a company’s risk control and compliance management.