CHINA SECURITIES REGULATORY COMMISSION

    AML / KYC

    CSRC Warns on Private Fund Sales to Retail Investors

    By Samuel Riding | 03/06/2016

    Regulator clamping down on practice of slicing off portions of private funds for sale.

    Market Infrastructure

    Senior PBOC Official Says Supervisory Framework ‘Not Compatible’

    By Samuel Riding | 01/06/2016

    Chen Yulu says current supervision is not sufficient to deal with growing, increasingly complex risks.

    Market Infrastructure

    SSE, SZSE Tighten Stock Suspension Guidelines

    By Samuel Riding | 30/05/2016

    Shanghai exchange says suspensions during 2015 market volatility prevented trading continuity.

    Market Infrastructure

    China to Open up Commodity Futures Market

    By Samuel Riding | 27/05/2016

    Foreign investors will be able to deal in crude oil, iron ore and rubber contracts

    Market Infrastructure

    CSRC to Tighten Fund Risk Rules

    By Samuel Riding | 23/05/2016

    Securities regulator says risky investments have been ‘blindly expanded’.

    Market Infrastructure

    China to Clean Up Online Finance

    By Samuel Riding | 23/05/2016

    New plan will prevent P2P lenders from holding client money in house.

    China Tightens Supervision of PPNs

    By Samuel Riding | 16/05/2016

    CSRC concerned about fake registrations of media, entertainment companies to take advantage of principal protected notes.

    Market Infrastructure

    CSRC Clarifies Position on QFII Stock Ownership

    By Samuel Riding | 09/05/2016

    Move expected to support mainland shares’ inclusion in MSCI indexes.

    CSRC Tells Commodities Exchanges to Curb Speculation

    By Samuel Riding | 29/04/2016

    Securities regulator calls for curbs on ‘speculative’ futures trading as prices surge.

    Market Infrastructure

    Chinese Regulators, Exchanges Release Details of Graft Probe

    By Samuel Riding | 28/04/2016

    CBRC says staff ‘used their supervisory power to further their personal interests’.

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