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AML / KYC
CSRC Warns on Private Fund Sales to Retail Investors
By Samuel Riding | 03/06/2016
Regulator clamping down on practice of slicing off portions of private funds for sale.
Market Infrastructure
Senior PBOC Official Says Supervisory Framework ‘Not Compatible’
By Samuel Riding | 01/06/2016
Chen Yulu says current supervision is not sufficient to deal with growing, increasingly complex risks.
Market Infrastructure
SSE, SZSE Tighten Stock Suspension Guidelines
By Samuel Riding | 30/05/2016
Shanghai exchange says suspensions during 2015 market volatility prevented trading continuity.
Market Infrastructure
China to Open up Commodity Futures Market
By Samuel Riding | 27/05/2016
Foreign investors will be able to deal in crude oil, iron ore and rubber contracts
Market Infrastructure
CSRC to Tighten Fund Risk Rules
By Samuel Riding | 23/05/2016
Securities regulator says risky investments have been ‘blindly expanded’.
Market Infrastructure
China to Clean Up Online Finance
By Samuel Riding | 23/05/2016
New plan will prevent P2P lenders from holding client money in house.
China Tightens Supervision of PPNs
By Samuel Riding | 16/05/2016
CSRC concerned about fake registrations of media, entertainment companies to take advantage of principal protected notes.
Market Infrastructure
CSRC Clarifies Position on QFII Stock Ownership
By Samuel Riding | 09/05/2016
Move expected to support mainland shares’ inclusion in MSCI indexes.
CSRC Tells Commodities Exchanges to Curb Speculation
By Samuel Riding | 29/04/2016
Securities regulator calls for curbs on ‘speculative’ futures trading as prices surge.
Market Infrastructure
Chinese Regulators, Exchanges Release Details of Graft Probe
By Samuel Riding | 28/04/2016
CBRC says staff ‘used their supervisory power to further their personal interests’.
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