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CSRC Seeks Stronger Supervision of Client Trading at Brokerages
By Editors | 12/10/2015
The China Securities Regulatory Commission is proposing guidelines for brokerages and wealth management firms to strengthen supervision of clients’ transactions.
CSRC Considers Lifting IPO Suspension
By Editors | 04/10/2015
The China Securities Regulatory Commission is considering the resumption of initial public offerings, after halting approvals since July amid a domestic stock market meltdown.
Regulatory Arbitrage: The Next Big Wave in China
By Peter Guy | 28/09/2015
The ability to exploit or position trading positions ahead of regulatory changes will emerge as a source of competitive advantage.
China May Allow QDII Funds to Also Invest At Home
By Editors | 25/09/2015
China is considering an innovative plan to allow QDIIs to launch funds which can invest in securities both at home and abroad.
China Fines Top Fund Manager $3 Million for Stock Manipulation
By Editors | 25/09/2015
The China Securities and Regulatory Commission has slapped a $3 million fine on a star Chinese fund manager for stock-market manipulation.
China Probes CSRC Official for ‘Discipline Violations’
By Editors | 19/09/2015
A China Securities Regulatory Commission official has been placed under investigation for his high-profile role in China’s stock market rescue effort.
China Proposes Circuit Breaker to Curb Volatility
By Editors | 08/09/2015
China’s stock exchanges are soliciting public opinion on an index circuit breaker system, which would temporarily suspend trading in the event of excessive fluctuations.
China Seeks to Further Develop Capital Markets
By Editors | 03/09/2015
Chinese regulators have issued a notice encouraging mergers and acquisitions activity, cash dividend payments, and share repurchases by listed companies, as part of its efforts to promote the development of the capital markets.
Chinese Police Detain Suspects for Stock Market Violations
By Editors | 01/09/2015
A securities watchdog official, four senior executives of a major brokerage, and a reporter have all reportedly confessed to stock market violations and been detained.
China Tightens Rules on Stock Index Futures
By Editors | 01/09/2015
The China Securities Regulatory Commission has increased margin requirements on stock index futures contracts and narrowed the number of contracts that traders can open in a bid to curb speculation.
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