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Hong Kong Regulator Issues Quarter to June Report
By Editors | 21/08/2014
The Securities and Futures Commission issued its quarter to June report detailing accomplishments that included the release of a regulatory framework for the over-the-counter derivatives market, and the announcement of a cross-border stock market scheme between Hong Kong and Shanghai.
China to Toughen Securities Rules against Insider Trading, IPO Fraud
By Editors | 05/08/2014
China’s securities regulator said it will support legislations that will offer tougher punishment for insider trading, accounting fraud, market manipulation and dereliction of duties by brokerage firms.
China to Relax Foreign Ownership Control in Fund Industry
By Editors | 22/07/2014
China’s main financial regulator signalled a loosening of rules governing foreign control in fund companies.
China Regulator Issues New Rules for Private Equity Funds
By Editors | 14/07/2014
The China Securities Regulatory Commission has published draft regulation requiring private equity funds to register their businesses and comply with stricter disclosure rules.
Securities / Derivatives
China Eases Asset Restructuring Rules for Listed Firms
By Editors | 12/07/2014
The China Securities Regulatory Commission is relaxing rules for listed firms to buy, sell or swap assets in a bid to encourage mergers and acquisitions in the market.
Securities / Derivatives
Hong Kong Regulator Fines Ping An for Control Failings
By Editors | 09/07/2014
The Securities and Futures Commission has fined Ping An of China Securities (Hong Kong) HK$6 million over “serious internal control deficiencies.”
China Launches New Delisting Rules
By Editors | 07/07/2014
China’s securities watchdog has released a draft of proposed changes to the delisting regime for companies listed on Shanghai and Shenzhen.
Securities / Derivatives
China Regulator Tightens Rules for IPOs
By Editors | 11/06/2014
The securities regulator has tightened rules for initial public offerings again, to the dismay of investment bankers who want the market to decide how shares are priced.
China Plans Crude Oil Futures Launch This Year
By Editors | 04/06/2014
China plans to launch its first crude oil futures contract this year as the nation further liberalises its capital markets.
China Banking Regulator Extends Credit Help to SMEs, Rural Firms
By Editors | 03/06/2014
The People’s Bank of China announced that it is stepping up credit support for small and medium-sized enterprises and rural firms.
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