CHINA SECURITIES REGULATORY COMMISSION

Securities / Derivatives

Chinese Exchanges Implement Corporate Governance Overhaul

By Editors | 05/05/2025

Listed companies must replace the traditional board of supervisors with audit committees within their boards of directors

CSRC Issues Revised Regulations for its Dispatched Agencies

By Editors | 24/04/2025

The revised regulations place stronger emphasis on network and information security, and give CSRC’s dispatched agencies greater authority in their jurisdictions.

Sanctions

US Lawmaker Urges JPM, BofA to End Involvement in CATL’s Hong Kong IPO

By Manesh Samtani | 21/04/2025

Letters to the two banks say they would risk complicity in “underwriting genocide” if they sponsor the Hong Kong IPO by CATL, the world’s largest battery maker for EVs.

Market Infrastructure

China Issues Guidelines to Facilitate Cross-border Data Flows

By Editors | 21/04/2025

The guidelines set out 108 recognised financial business scenarios to facilitate data export security pre-assessments and more efficient approval processes.

Securities / Derivatives

Singapore’s CapitaLand Seeks Regulatory Approval for REIT Listing in Shanghai

By Nithya Subramanian | 19/04/2025

The listing, if approved, would be the first retail REIT in China backed by an international sponsor.

Market Infrastructure

China Considers Authorising Foreign Firms as ETF Market Makers

By Editors | 17/04/2025

The escalating trade war with US this year could delay China officially authorising US firms to participate in ETF market making.

Securities / Derivatives

China: Stock Exchanges Finalise Rules on Programmatic Trading

By Manesh Samtani | 11/04/2025

The new rules will come into effect on 7 July, imposing reporting and risk control requirements on market participants and securities firms.

Securities / Derivatives

CSRC Proposes Revised Regulations for Fund Custodians

By Manesh Samtani | 10/04/2025

The entry requirements are raised and the responsibilities of securities investment fund custodians are strengthened.

Securities / Derivatives

China Revises Securities Issuance and Underwriting Regulations

By Manesh Samtani | 04/04/2025

The changes will make it easier for bank wealth management products and insurance asset management products to subscribe to IPOs.