CHINA SECURITIES REGULATORY COMMISSION

Enforcement

China Imposes $2.3b in Penalties for Securities Fraud Case

By Editors | 31/03/2025

The fraudulent stock and bond issuance case involves multiple related entities and 43 responsible persons, some of whom received lifetime bans.

Securities / Derivatives

Chinese Regulators Urge Firms to Start Launching IPOs

By Manesh Samtani | 28/03/2025

The move to encourage new listings is a change from the government’s previous stance that IPOs could further weigh on the stock market.

Securities / Derivatives

CSRC Green Lights CATL’s Planned $5b IPO in Hong Kong

By Editors | 27/03/2025

The battery maker’s IPO would be the largest share sale in Hong Kong since January 2021. The proceeds will be used to build factories overseas.

Securities / Derivatives

CSRC Issues Guidelines for Listed Companies Undergoing Restructuring

By Mark Johnston | 19/03/2025

The guidelines cover information disclosure, equity adjustment limits, lock-up periods, and debt restructuring gains recognition.

Securities / Derivatives

UBS Gains Approval for China Strategic Restructuring

By Mark Johnston | 17/03/2025

UBS has received regulatory approval to sell a significant stake in its Chinese securities joint venture, Credit Suisse Securities.

Securities / Derivatives

China Targets Capital Markets Growth Through Tech Investments

By Mark Johnston | 12/03/2025

The CSRC will improve listing standards to accommodate tech ventures. The PBOC launched a dedicated “Tech Board” in the bond market.

Securities / Derivatives

China Tightens Scrutiny on Offshore Listings, Use of Proceeds

By Mark Johnston | 05/03/2025

Chinese firms need approval to deploy proceeds from Hong Kong share sales overseas. Small cap listings in New York are also facing scrutiny.

Securities / Derivatives

China Opens More Commodity Futures Contracts to Foreign Investors

By Editors | 03/03/2025

Major exchanges in Shanghai, Guangzhou, Dailan and Zhengzhou said new contracts are open to QFIs from 4 March.

Capital / Liquidity

PBOC Urges FIs to Strengthen Support for Private Enterprises

By Mark Johnston | 01/03/2025

FIs are asked to strengthen their service capabilities, diversify financing channels, and increase their allocation of financial resources to private enterprises.