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CHINA SECURITIES REGULATORY COMMISSION
CSRC Issues Revised Regulations for its Dispatched Agencies
By Editors | 24/04/2025
The revised regulations place stronger emphasis on network and information security, and give CSRC’s dispatched agencies greater authority in their jurisdictions.
Sanctions
US Lawmaker Urges JPM, BofA to End Involvement in CATL’s Hong Kong IPO
By Manesh Samtani | 21/04/2025
Letters to the two banks say they would risk complicity in “underwriting genocide” if they sponsor the Hong Kong IPO by CATL, the world’s largest battery maker for EVs.
Market Infrastructure
China Issues Guidelines to Facilitate Cross-border Data Flows
By Editors | 21/04/2025
The guidelines set out 108 recognised financial business scenarios to facilitate data export security pre-assessments and more efficient approval processes.
Securities / Derivatives
Singapore’s CapitaLand Seeks Regulatory Approval for REIT Listing in Shanghai
By Nithya Subramanian | 19/04/2025
The listing, if approved, would be the first retail REIT in China backed by an international sponsor.
Market Infrastructure
China Considers Authorising Foreign Firms as ETF Market Makers
By Editors | 17/04/2025
The escalating trade war with US this year could delay China officially authorising US firms to participate in ETF market making.
Securities / Derivatives
China: Stock Exchanges Finalise Rules on Programmatic Trading
By Manesh Samtani | 11/04/2025
The new rules will come into effect on 7 July, imposing reporting and risk control requirements on market participants and securities firms.
Securities / Derivatives
CSRC Proposes Revised Regulations for Fund Custodians
By Manesh Samtani | 10/04/2025
The entry requirements are raised and the responsibilities of securities investment fund custodians are strengthened.
Securities / Derivatives
China Revises Securities Issuance and Underwriting Regulations
By Manesh Samtani | 04/04/2025
The changes will make it easier for bank wealth management products and insurance asset management products to subscribe to IPOs.
Securities / Derivatives
CSRC Approves Full UBS Ownership of Securities JV in China
By Nithya Subramanian | 03/04/2025
UBS will become the full owner of UBS Securities in China. The bank has also finished absorbing Credit Suisse entities in India.
Enforcement
China Imposes $2.3b in Penalties for Securities Fraud Case
By Editors | 31/03/2025
The fraudulent stock and bond issuance case involves multiple related entities and 43 responsible persons, some of whom received lifetime bans.
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