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Fintech / Regtech
IOSCO Proposes Recommendations to Address “Neo-broker” Risks
By Manesh Samtani | 13/03/2025
The recommendations aim to protect retail investors by enhancing the transparency, fairness, and integrity of neo-brokers’ operations.

Securities / Derivatives
Vietnam Securities Commission Signs Information-Sharing MoU
By Nithya Subramanian | 25/02/2025
The SSC signed the IOSCO APRC Multilateral Memorandum of Understanding for Supervisory Cooperation (SMMoU).

Big Picture
IOSCO Identifies Gaps in Market Surveillance Amid Technology Challenges
By Mark Johnston | 20/02/2025
IOSCO’s recent review shows progress by market authorities in tackling technological challenges, but some gaps remain.

ESG / Sustainability
IAASB, IESBA Launch Sustainability Assurance & Ethics Standards
By ESG Investor | 30/01/2025
The standards aim to ensure qualified practitioners can consistently perform high-quality assurance engagements on sustainability information

Big Picture
G20 Reforms Have Strengthened Securitisation Markets: FSB Report
By Nithya Subramanian | 23/01/2025
The FSB says the complex structures that contributed to the GFC have “largely diminished”, resulting in a more transparent market.

ESG / Sustainability
PIOB Certifies IESBA’s Global Ethics Sustainability Standards
By Manesh Samtani | 22/01/2025
IESBA’s ethics standards for sustainability reporting will be launched in conjunction with IAASB’s sustainability assurance standard on 27 January

ESG / Sustainability
FSB Publishes Toolkit for Assessing Climate-related Vulnerabilities
By Manesh Samtani | 17/01/2025
The toolkit comprises three categories of metrics to monitor climate-related vulnerabilities from a forward-looking perspective.

Capital / Liquidity
Standard-setters Issue Final Recommendations on Margining Practices
By Manesh Samtani | 17/01/2025
BCBS, CPMI and IOSCO published three final reports aimed at improving transparency, streamlining margin processes, and increasing the predictability of margin requirements

Capital / Liquidity
China NFRA Issues Margin Rules for OTC Derivatives Transactions
By Manesh Samtani | 09/01/2025
VM requirements will commence on 1 September 2026. IM requirements will be implemented in three phases, starting with the largest institutions.

Crypto / Digital Assets
Philippine SEC Proposes New Regulatory Framework for Crypto
By Manesh Samtani | 02/01/2025
The rules cover capital requirements, consumer protection, disclosures and marketing, AML compliance, market abuse, and cybersecurity.
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