Nasdaq

    Clearing & Post-Trade

    India’s NSE Signs Post-Trade Technology Sharing Pact With Nasdaq

    By Garima Chitkara | 04/07/2018

    The National Stock Exchange will replace its current post trade platform for all asset classes with Nasdaq’s real-time clearing, risk management and settlement technology, among other cooperative agreements.

    Trading & Investment

    Korea Joins Regional Peers in Adopting AI-based Market Surveillance

    By JP Reimann | 08/05/2018

    KRX launches new market surveillance system based on artificial intelligence; reduces time to secure data on suspicious transactions from 5 days to 1 hour.

    Market Abuse

    HKEX Fights Market Abuse with AI, Machine Learning Tech

    By JP Reimann | 19/04/2018

    NASDAQ technology aims to better safeguard market integrity, detect unusual trading and market abuse, and provide immediate review of group activity involving coordinated trades.

    Structural Regulation

    Stock Exchange Reality: Profit Versus Regulations

    By Peter Guy | 27/11/2017

    HKEX and SFC recently decided to admit dual class share listings, but reject a start-up board. Their decisions will change key regulatory principles.

    Structural Regulation

    Hong Kong Dual-class Listings Not Quite a Brave New World

    By Peter Guy | 30/10/2017

    Abandoning plans for third board and allowing main board dual-class shares do nothing to support start-ups or attempts to reinvent HK economy.

    Market Abuse

    Talking Trading Surveillance with Nasdaq’s Ulf Carlsson

    By Samuel Riding | 13/07/2017

    Regulation Asia discusses the latest trends in regulatory scrutiny of capital markets with Ulf Carlsson, general manager at Nasdaq in Hong Kong.

    Structural Regulation

    HKEX’s New Board a High-stakes, Regulatory Gamble

    By Peter Guy | 26/06/2017

    Defying critics, proposed board includes platforms for dual class shares and tech start-ups.

    AI Risk & Governance

    Regtech in Asia – Regulators Playing Catch-up

    By Samuel Riding | 29/11/2016

    Regulators appear to be lagging behind market infrastructure and institutions in using technology.

    Structural Regulation

    HKEX – Compromising Regulation to Win Business?

    By Peter Guy | 07/11/2016

    Exchange faces critical decisions on regulatory development as it chases all important technology listings.

    Market Abuse

    Shanghai Futures Exchange Adopts Nasdaq Surveillance Platform

    By Samuel Riding | 20/10/2016

    New platform will monitor Exchange’s more than 200 members, 700 distant trading terminals.

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