Securities and Exchange Board of India

    Credit Risk

    SEBI Tightens NPA Disclosure Requirements for Listed Banks

    By Editors | 21/07/2019

    Listed banks will have to make disclosures if the additional provisioning for NPAs assessed by RBI exceeds 10% of reported profit, compared to 15% previously.

    Clearing & Post-Trade

    ESMA Recognises NSE IFSC Clearing Corp as Third Country CCP

    By Editors | 02/07/2019

    The recognition ensures European participants can apply lower risk to trade exposures to NSE IFSC Clearing Corporation and thus benefit from lower capital requirements.

    Structural Regulation

    SEBI Approves Tighter Norms for Mutual Funds

    By Editors | 01/07/2019

    At its latest board meeting, SEBI approved tighter norms for mutual funds and pledged shares, while also approving a new framework for shares with differential voting rights.

    Trading & Investment

    SEBI Tightens Rules on Handling of Client Securities

    By Editors | 21/06/2019

    SEBI has issued new rules governing the management and disposal of client securities held by trading and clearing members.

    Trading & Investment

    SEBI Allows Exchanges to Introduce Commodity Index Futures

    By Editors | 19/06/2019

    Following an earlier consultation paper, SEBI has approved the trading of commodity index futures on relevant local exchanges.

    Credit Risk

    SEBI Issues Stricter Disclosure Norms for Ratings Agencies

    By Editors | 17/06/2019

    Enhanced disclosure guidelines will require rating agencies to disclose default probabilities, factors that can impact ratings, and issuers’ liquidity positions.

    Market Abuse

    SEBI Proposes Informant Mechanism to Combat Insider Trading

    By Editors | 11/06/2019

    SEBI wants to institute a process that incentivises timely reporting of instances of insider trading and provides for the granting of rewards to whistleblowers.

    Liquidity Risk

    SEBI Mulls Liquidity Buffer Requirement for Funds

    By Editors | 08/06/2019

    The proposal could require all liquid funds to invest a fixed portion of their assets in government securities or other sovereign debt.

    Clearing & Post-Trade

    BSE India, ICCL Implement CCP Interoperability Framework

    By Editors | 04/06/2019

    BSE India and its subsidiary ICCL have gone live with the clearing corporation interoperability framework, despite a one month extension being announced.

    Clearing & Post-Trade

    India Delays CCP Interoperability Framework

    By Editors | 31/05/2019

    Trading members have been given one more month to develop processes that allow them to choose to clear and settle trades in other clearing corporations.

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