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AML / KYC
India Mandates Centralised KYC from 1 August
By Samuel Riding | 22/07/2016
Central registry has already conducted ‘live run’ of the improved system for new individual accounts.
Market Infrastructure
SEBI to Monitor Market via Social Media
By Samuel Riding | 21/07/2016
Securities regulator seeking bids from web crawling, data extraction and information management firms.
SEBI to Relax REIT Norms
By Samuel Riding | 20/07/2016
Proposed amendments to regulation will allow more holding structure parties to participate.
Securities / Derivatives
India Tightens Collateral Rules
By Samuel Riding | 18/07/2016
Stock exchange clearing members barred from using their own fixed deposit receipts as collateral.
India Simplifies Trading Account Opening
By Samuel Riding | 14/07/2016
New SEBI guidelines make it easier for brokers to use electronic documents.
SEBI Sets Out InvIT Valuation Rules
By Samuel Riding | 13/07/2016
Regulator proposes mandatory disclosures, combination of domestic and international accounting standards.
AML / KYC
SEBI Tightens P-Note KYC
By Samuel Riding | 12/07/2016
Offshore derivative instruments have allegedly been misused for round-tripping funds
Market Infrastructure
BSE Seeks Approval for Commodity Derivatives Platform
By Samuel Riding | 11/07/2016
Exchange has approached securities regulator for approval of GIFT City-based platform.
Market Infrastructure
SEBI to Strengthen Supervision of Bond Rating Agencies
By Samuel Riding | 08/07/2016
Board member Rajeev Kumar Agarwal says to also simplify FPI procedures, crack down on ‘black money’.
Market Infrastructure
SEBI Seeks Clarity on Algo-trading Violations
By Samuel Riding | 07/07/2016
Securities regulator to bring National Stock Exchange before technical advisory committee.
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