Posts By Peter Guy, Regulation Asia
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International
Spoofing Conviction Creates Uncertainty
Last week’s successful US conviction creates more ambiguity in electronic trading and global markets.
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International
Compliance Culture and Goldman’s Fine for Fed Leaks
Hiring at the edge of the revolving door between regulators and banks inevitably creates hazardous regulatory challenges.
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International
When Regulations and Technology Clash
The ill-conceived pursuit of technology innovations by wealth managers and over cautious regulations are causing more uncertainty among clients.
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International
Financial Innovation Shouldn’t Fall Victim to Regulators’ Regrets
Some regulators regret that no bankers were imprisoned for their role in the 2008 financial crisis. But, is this realistic?
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International
Breaking Away From a US Dollar Dominated World
CIPS translates into geopolitical, transnational banking power by obviating American oversight.
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International
Trying to Regulate ‘Black Swan’ Events
Whether or not they know it authorities have taken on the impossible task of preparing for financial calamity.
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China
Regulatory Arbitrage: The Next Big Wave in China
The ability to exploit or position trading positions ahead of regulatory changes will emerge as a source of competitive advantage.
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Hong Kong
Regulatory Crackdown on Moody’s Discourages Tough Analysis on China Companies
Hong Kong’s securities regulator takes an ominous and non-transparent move that will affect how analysts scrutinise local and mainland enterprises.
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China
China’s New Invention: A Parallel Regulatory System
Juggling the fear and panic of its worst stock market crash against long term financial regulatory reforms would challenge any country.
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International
Good Regulation vs. Bad Instrument
Credit default swaps were the market’s equivalent of a nuclear meltdown. Now they are coming back. Will any amount of regulation prevent the next big one?
