
Based in Singapore, Mark is an experienced journalist and editor with over a decade of experience reporting on technology and business trends throughout Asia. Mark got his start as an engineer, graduating from the UK's Queen's University of Belfast with a Master's degree in Electrical and Electronic Engineering. As senior reporter for Regulation Asia, Mark focuses on regulatory changes impacting financial markets, with particular interest in fintech, cybersecurity and crypto markets.

Enforcement
US SEC Imposes Penalties on Digital Currency Group and Former CEO
22/01/2025
DCG and its former CEO will pay a total $38.5mn for misleading investors about the financial health of Genesis Global Capital.

Securities / Derivatives
CSRC Proposes New Fundraising Rules for Listed Companies
22/01/2025
The CSRC has unveiled a draft of new regulations aimed at tightening the oversight of fundraising activities by listed companies.

Securities / Derivatives
Citadel Securities Lodges Licence Application with CSRC
22/01/2025
Citadel Securities has applied for a securities licence in China, after being unable to find a viable acquisition target last year

ESG / Sustainability
Chinese Stock Exchanges Release Sustainability Reporting Guidelines
22/01/2025
The guidelines aim to help listed companies establish governance structures and management systems, identify material topics, and conduct specific disclosure tasks.

Capital / Liquidity
China Tightens Regulations for Microfinance Companies
22/01/2025
The rules set new single-borrower and single-loan limits, and specify restrictions on cooperative relationships with other institutions.

Crypto / Digital Assets
Thailand Considers Allowing Spot Bitcoin ETFs for Retail Investors
21/01/2025
Thailand’s SEC is also considering allowing firms with strong credit ratings to issue stablecoins backed by corporate bonds

CICC Granted Approval to Operate in Dubai Financial Centre
20/01/2025
DFSA CEO Ian Johnston described the approval as “a big step forward” for facilitating deals and arrangements between China and the UAE.

Capital / Liquidity
RBI Releases List of Upper Layer NBFCs for 2024-25
20/01/2025
Upper-layer NBFCs are subject to higher capital requirements, stricter governance standards, enhanced disclosure norms and closer supervision

Enforcement
Upbit Facing Potential Business Restrictions for AML Noncompliance
19/01/2025
South Korea’s largest cryptocurrency exchange is facing restrictions on conducting business with new customers for up to three months

Securities / Derivatives
CSRC Grantes Approval for Merger of Top Securities Firms
18/01/2025
The CSRC has granted approval for a merger between Guotai Junan Securities and Haitong Securities, which will create China’s largest brokerage
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