Reshaping Regulation – The Impact of Trump

21/11/2016

Whatever US financial regulation looks like moving forward, it will reverberate worldwide.

EU Regulatory Confusion Infects Asia

14/11/2016

Uncertainty about fund passporting will have widespread impact on asset managers’ international costs.

HKEX – Compromising Regulation to Win Business?

07/11/2016

Exchange faces critical decisions on regulatory development as it chases all important technology listings.

ASIC and Fintech: A Model Regime

27/10/2016

Regulator’s fintech commissioner reveals how forward looking authority deals with rapid technological change.

The Vexatious State of Basel

24/10/2016

New regulatory requirements reveal conflicts and shortcomings among authorities and banks.

Why Fee Generation Trumps Reputational Risk

17/10/2016

Goldman Sachs’s victorious case against LIA an object lesson in bank’s priorities.

Too Big to Care

11/10/2016

Wells Fargo scandal shows regulation’s failure to protect individual customers.

Deutsche Bank – Chronicle of a Death Foretold

03/10/2016

Share price volatility shows lack of confidence in German lender’s management, and regulators.

Wells Fargo – An Old-fashioned Failure of Banking Ethics

26/09/2016

Latest violations show the profound disconnect between banks’ senior management, ethics and regulations.