Samuel Riding

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    Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com

    Articles by Samuel Riding

    AML / KYC

    ICBC Freezes N.Korea Accounts

    23/02/2016

    China’s largest bank among several to halt deposits and transfers, according to S.Korean newspaper.

    Market Infrastructure

    IOSCO to Set up Regional Hub in Malaysia

    23/02/2016

    Organisation confirms decision, plans for China’s G20 presidency at two-day meeting.

    SEBI Steps up Distressed Bonds Inquiry

    23/02/2016

    Securities regulator looking at detailed submissions from asset managers due to downgrade concerns.

    Market Infrastructure

    High Level of Compliance with New Philippines Securities Rules

    21/02/2016

    Regulator says 88 of 133 firms meet new regulations despite objections from brokers and dealers association.

    AML / KYC

    Malaysia Joins FATF

    21/02/2016

    Financial Action Task Force cites country’s commitment to action plan after 2015’s mutual evaluation.

    Market Infrastructure

    Head Finally Rolls at CSRC

    21/02/2016

    Xiao Gang replaced at top of securities regulator by Agricultural Bank chairman Liu Shiyu.

    Uncategorised

    Tax Regulation Remains Critical Issue for Asian AIF – Augentius

    19/02/2016

    Funds in US and Europe believe issue is largely settled, but Asian uncertainty remains, research finds.

    Market Infrastructure

    SGX Consults on Futures Trading, Derivatives Clearing Rules

    19/02/2016

    Singapore exchange asks for feedback on plans for new derivatives trading and clearing system.

    AML / KYC

    KYC.com Launches Service in HK, Singapore

    19/02/2016

    HSBC, Morgan Stanley among banks using KYC data, documentation platform.

    Japan’s FSA Urges Banks to Draw up Negative Rate Action Plans

    18/02/2016

    Regulator says regional banks should plan for impact of negative rates on securities investment.

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