
Samuel is Regulation Asia's former managing editor and currently serves as an editorial advisor. samuel@regulationasia.com
AML / KYC
ICBC Freezes N.Korea Accounts
23/02/2016
China’s largest bank among several to halt deposits and transfers, according to S.Korean newspaper.
Market Infrastructure
IOSCO to Set up Regional Hub in Malaysia
23/02/2016
Organisation confirms decision, plans for China’s G20 presidency at two-day meeting.
SEBI Steps up Distressed Bonds Inquiry
23/02/2016
Securities regulator looking at detailed submissions from asset managers due to downgrade concerns.
Market Infrastructure
High Level of Compliance with New Philippines Securities Rules
21/02/2016
Regulator says 88 of 133 firms meet new regulations despite objections from brokers and dealers association.
AML / KYC
Malaysia Joins FATF
21/02/2016
Financial Action Task Force cites country’s commitment to action plan after 2015’s mutual evaluation.
Market Infrastructure
Head Finally Rolls at CSRC
21/02/2016
Xiao Gang replaced at top of securities regulator by Agricultural Bank chairman Liu Shiyu.
Uncategorised
Tax Regulation Remains Critical Issue for Asian AIF – Augentius
19/02/2016
Funds in US and Europe believe issue is largely settled, but Asian uncertainty remains, research finds.
Market Infrastructure
SGX Consults on Futures Trading, Derivatives Clearing Rules
19/02/2016
Singapore exchange asks for feedback on plans for new derivatives trading and clearing system.
AML / KYC
KYC.com Launches Service in HK, Singapore
19/02/2016
HSBC, Morgan Stanley among banks using KYC data, documentation platform.
Japan’s FSA Urges Banks to Draw up Negative Rate Action Plans
18/02/2016
Regulator says regional banks should plan for impact of negative rates on securities investment.
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