Securities / Derivatives

    Securities / Derivatives

    SEBI Notifies New Stock Broker Regulations, Tightens Governance

    By Nithya Subramanian | 09/01/2026

    SEBI has overhauled three-decade-old stockbroker rules to strengthen governance, risk management, and investor protection while simplifying compliance and improving ease of doing business.

    Securities / Derivatives

    Taiwan FSC Issues New Rules on Brokerage Capital Calculations

    By Sanday Chongo Kabange | 09/01/2026

    The FSC has clarified how securities firms should calculate total assets and liabilities for regulatory purposes, repealing a previous order from 2025.

    Securities / Derivatives

    TAIFEX to Subsidise Cybersecurity Audits for Designated FCMs

    By Manesh Samtani | 09/01/2026

    Starting in 2026, eligible futures commission merchants conducting cybersecurity audits can receive a subsidy of up to TWD 88,000 per audit to enhance overall market security.

    Securities / Derivatives

    SEBI Introduces Uniform Compliance Reporting Framework for SIFs

    By Nithya Subramanian | 09/01/2026

    SEBI has revised the Compliance Test Report to standardise how mutual funds and asset managers report compliance for Specialised Investment Funds.

    ESG / Sustainability

    Japan Finalises Roadmap for Mandatory Sustainability Disclosures

    By Sanday Chongo Kabange | 09/01/2026

    New report details a timeline for mandatory reporting for Prime Market firms starting in 2027 and laid out a new regulatory regime for assurance providers.

    Securities / Derivatives

    Colombo Exchange Cancels All Trades After Erroneous IPO Trades

    By Manesh Samtani | 09/01/2026

    The exchange voided an entire session's trades after pre-opening orders for a new listing at 3,500 times its IPO price.

    Securities / Derivatives

    China Urged to Refine Private Pension Scheme to Boost Low Contribution Rates

    By Editors | 09/01/2026

    Despite attracting 150 million accounts, low actual investment is prompting calls for better tax incentives and more diverse products.

    Securities / Derivatives

    South Korea's Value-up Programme Drives Record Share Buybacks

    By Editors | 09/01/2026

    Korea Exchange plans to revise guidelines in Q1 to incorporate new fiduciary duties for shareholders amid record corporate returns.

    Securities / Derivatives

    Bursa Malaysia to Absorb Derivatives Levy Under New SC Fee Structure

    By Nithya Subramanian | 08/01/2026

    The exchange will pay a MYR 28 million fixed annual fee and absorb a new derivatives levy under a capped, multi-year agreement.

    Securities / Derivatives

    BIS Flags Stability Risks as AI Boom Shifts Financing to Debt, Private Credit

    By Manesh Samtani | 08/01/2026

    New report notes the boom is supporting Asian growth but warns of risks from rising leverage and a disconnect between equity and debt valuations.

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