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Enforcement
ASIC Orders FXCM to Stop Issuing CFDs to Retail Investors
By Sanday Chongo Kabange | 05/12/2025
The interim stop order cites deficiencies in the firm's target market determination under design and distribution obligations.

Securities / Derivatives
Philippine SEC Proposes Regulatory Framework for Sukuk Market
By Sanday Chongo Kabange | 05/12/2025
The draft rules outline requirements for issuers, Shari'ah governance, and disclosure to help develop the country's Islamic finance sector.
Securities / Derivatives
Cayman Islands Seeks Info-Sharing Pacts with Indian Regulators
By Nithya Subramanian | 05/12/2025
The territory is pursuing MoUs with SEBI and IFSCA to boost transparency and strengthen oversight of cross-border investment funds.

Securities / Derivatives
SEBI Creates Single-Window Entry for Global Investors
By Nithya Subramanian | 05/12/2025
New unified rules will let sovereign wealth funds and other low-risk institutions access both FPI and FVCI routes through one registration, offering full investment flexibility.

Securities / Derivatives
SEBI Proposes New Position Limit Rules for Equity Derivatives
By Nithya Subramanian | 05/12/2025
The regulator plans to align position limits with delta-based metrics and introduce slab-based caps to strengthen risk monitoring in index derivatives.

Capital / Liquidity
TAIFEX Tightens After-Hours Risk Controls for Futures Firms
By Mark Johnston | 05/12/2025
TAIFEX mandates new rules for managing customer risk from option trading strategies during extended sessions.

Securities / Derivatives
Korea Details New BDC Fund Rules to Boost Startup Investment
By Sanday Chongo Kabange | 05/12/2025
The framework sets investment mandates, investor protections, and licensing requirements for publicly offered funds targeting innovative and unlisted companies.

Securities / Derivatives
Taiwan to Revamp Corporate Financial Statements, Mandate Digital Filing
By Mark Johnston | 05/12/2025
The FSC proposes major changes to align with IFRS 18, introducing new performance metrics and requiring paperless reporting from 2026.

Securities / Derivatives
Indonesia Unveils New Rules for Money Market and FX Derivatives
By Nithya Subramanian | 05/12/2025
BI's new guidelines for money market and FX derivatives aim to strengthen governance, transparency and coordination with OJK and Bappebti.

Securities / Derivatives
DTCC Flags Potential for Higher Margin, Capital Rules for US 24x5 Trading
By Manesh Samtani | 05/12/2025
Report highlights demand from APAC investors and outlines new operational and risk management considerations for firms trading US equities overnight.
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