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Enforcement
SFC Imposes Lifetime Ban, HKD 17.4M Fine for Fund Misconduct
By Sanday Chongo Kabange | 25/03/2026
A former investment analyst funnelled millions from a fund to a personal company through undisclosed, unsecured loans, prompting a lifetime exclusion.

Securities / Derivatives
Taiwan FSC Streamlines Rules for Switching Listing Boards
By Mark Johnston | 25/03/2026
The regulator has proposed amendments to create a more flexible, two-way transfer mechanism and exempt companies from certain requirements when raising capital.

Securities / Derivatives
Taiwan Eases Bond Issuance Rules to Attract Foreign Firms
By Mark Johnston | 25/03/2026
The FSC has revised guidelines for foreign issuers, clarifying eligibility criteria and simplifying procedures to boost Taiwan's bond market.

Securities / Derivatives
SEBI Proposes Framework for Gifting Mutual Fund Investments
By Nithya Subramanian | 25/03/2026
The regulator aims to boost financial inclusion with a proposal allowing investments via prepaid instruments, subject to strict AML checks.

Securities / Derivatives
Korea Exchange to Revise Rules to Combat 'Kimchi Premium' on Gold
By Sanday Chongo Kabange | 25/03/2026
The move will allow direct supply from LBMA-accredited refiners to stabilise prices amid extreme volatility and a persistent domestic premium.

Securities / Derivatives
FSS Korea Urges ETF Industry to Tighten Controls Amid Growth Risks
By Mark Johnston | 25/03/2026
FSS flags concerns over exaggerated advertising, rebalancing shocks, and advance portfolio disclosures amid rapid market growth and new product launches.

ESG / Sustainability
Philippines SEC Ready for Court Battle Over PSE Director Term Limits
By Sanday Chongo Kabange | 25/03/2026
The SEC is defending its plan to cap broker tenure on the PSE board, a move backed by business groups but opposed by long-serving directors.

Securities / Derivatives
IOSCO Assesses Global Funds Industry as 'Stable', Based on 2024 Data
By Manesh Samtani | 25/03/2026
Latest IOSCO report finds continued NAV growth in 2024, with relatively stable risk profiles across fund types.

Securities / Derivatives
Korea Launches Tax-Break Accounts to Lure Retail Funds from Abroad
By Sanday Chongo Kabange | 25/03/2026
New "Return to Domestic Market Accounts" offer major tax incentives but face complex rules and market scepticism.

Market Infrastructure
Korea's Two-Tier Kosdaq Plan Sparks Debate on Market Polarisation
By Sanday Chongo Kabange | 24/03/2026
Supporters see a path to enhanced visibility for 'star' firms, while sceptics warn of deepening divisions and point to the struggles of a previous premium segment.
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