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Enforcement
SFC Suspends Tung Tai Securities Executive Over US$3.3m Fraud
By Sanday Chongo Kabange | 04/12/2025
The SFC has suspended a senior manager for neglecting duties that enabled the fraud despite multiple clear warning signs.

Enforcement
Vietnam’s SSC Fines Three Firms for Bond Disclosure Violations
By Nithya Subramanian | 04/12/2025
The SSC has issued fresh penalties against Lucky House Investment Services, No Va Thao Dien and No Va Land Group for false or delayed disclosures related to private bond issuances.

Enforcement
Bursa Malaysia Strikes Off Two Remisiers for Misconduct
By Nithya Subramanian | 04/12/2025
Bursa Malaysia has fined and removed two dealers’ representatives from its register for conflicts of interest and, in one case, manipulative trading.

Securities / Derivatives
APAC Firms Face Significant Hurdles in European Shift to T+1
By Manesh Samtani | 04/12/2025
With the shift to T+1 set for October 2027, APAC firms face mounting operational challenges, especially in managing time zone differences and FX processes.

Capital / Liquidity
NBFI Growth Creates Uncertainty in Monetary Policy Transmission: BIS
By Mark Johnston | 04/12/2025
Rapid growth of investment funds and bond markets requires central banks to adopt gradual yet flexible policy approaches to manage transmission risks.

Securities / Derivatives
Domestic Investors Enhance Market Stability but Reduce Liquidity: HKMA
By Manesh Samtani | 04/12/2025
New paper recommends a combination of policy measures to encourage domestic participation and targeted actions to alleviate the negative side effects on liquidity.

Securities / Derivatives
China Expands List of Assets Eligible for Investment by Infrastructure REITs
By Mark Johnston | 04/12/2025
China’s NDRC has updated its eligible asset list for 2025, adding specific conditions for energy, commercial and consumption projects.

Capital / Liquidity
China Vanke Plan to Delay Debt Repayment Shakes Markets
By Editors | 03/12/2025
Vanke's plan to delay a CNY 2 billion bond payment with no upfront cash has intensified concerns over the limits of government support.

Securities / Derivatives
New IASB Model to Improve Accounting for Interest Rate Risk Management
By Blake Evans-Pritchard | 03/12/2025
Flexibility provided by the new ‘Risk Mitigation Accounting’ model may help financial institutions better navigate market uncertainty.

Securities / Derivatives
FSS Korea to Review FI Practices for Disclosing FX Risk to Retail Investors
By Mark Johnston | 03/12/2025
The FSS will inspect how firms explain currency risks to individual investors, in light of the persistent weakness facing the Korean won against the US dollar.
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