SECURITIES / DERIVATIVES

AML / KYC

Korea’s FSS Warns Public Over IPO Investment Scams

By Thisanka Siripala | 18/06/2025

The scammers impersonate licensed firms and mislead retail investors into buying unlisted shares under false pretences.

Crypto / Digital Assets

DTIF Urges Malaysia SC to Adopt DTI Standard in Tokenisation Framework

By Sanday Chongo Kabange | 18/06/2025

The DTI Foundation said the use of the ISO 24165 DTI standard in disclosures will enhance investor protection and market integrity.

Fintech / Regtech

RBI Issues New Framework for Electronic Trading Platforms

By Nithya Subramanian | 18/06/2025

Entities seeking RBI authorisation must be incorporated in India, have a minimum net worth of INR 50 million, and employ at least two key personnel.

Fintech / Regtech

China Tightens Rules on Futures Algo Trading Including HFT

By Manesh Samtani | 18/06/2025

New regulations aim to enhance oversight, manage risks, and ensure fair trading practices in China’s futures market.

Securities / Derivatives

RBI Issues Draft Guidelines for Rupee Interest Rate Derivatives,

By Nithya Subramanian | 18/06/2025

The consultation proposes expanded access for non-residents, streamlined reporting, and new oversight for offshore trades.

Securities / Derivatives

NZ’s FMA Consults on Class Exemption for Debt Security Buybacks

By Thisanka Siripala | 18/06/2025

The exemption would allow listed issuers to bypass certain unsolicited offer requirements, provided alternative disclosure obligations are met.

Enforcement

SFC Suspends Licensed Rep Over Undisclosed Personal Dealings

By Sanday Chongo Kabange | 18/06/2025

The Rifa Securities representative failed to disclose personal securities trading via another brokerage firm for three years.

Securities / Derivatives

India, Cyprus Exchanges Partner to Boost Capital Market Ties

By Nithya Subramanian | 17/06/2025

The collaboration will include cross and dual listings of financial instruments, and co-development of innovative financial products.

Big Picture

WFE Issues Guidance on Transitioning to T+1 Settlement Cycles

By Nithya Subramanian | 17/06/2025

The guidance identifies lessons learned and key considerations for a successful transition to a T+1 settlement cycle.