Securities / Derivatives

    Enforcement

    SFC Suspends Tung Tai Securities Executive Over US$3.3m Fraud

    By Sanday Chongo Kabange | 04/12/2025

    The SFC has suspended a senior manager for neglecting duties that enabled the fraud despite multiple clear warning signs.

    Enforcement

    Vietnam’s SSC Fines Three Firms for Bond Disclosure Violations

    By Nithya Subramanian | 04/12/2025

    The SSC has issued fresh penalties against Lucky House Investment Services, No Va Thao Dien and No Va Land Group for false or delayed disclosures related to private bond issuances.

    Enforcement

    Bursa Malaysia Strikes Off Two Remisiers for Misconduct

    By Nithya Subramanian | 04/12/2025

    Bursa Malaysia has fined and removed two dealers’ representatives from its register for conflicts of interest and, in one case, manipulative trading.

    Securities / Derivatives

    APAC Firms Face Significant Hurdles in European Shift to T+1

    By Manesh Samtani | 04/12/2025

    With the shift to T+1 set for October 2027, APAC firms face mounting operational challenges, especially in managing time zone differences and FX processes.

    Capital / Liquidity

    NBFI Growth Creates Uncertainty in Monetary Policy Transmission: BIS

    By Mark Johnston | 04/12/2025

    Rapid growth of investment funds and bond markets requires central banks to adopt gradual yet flexible policy approaches to manage transmission risks.

    Securities / Derivatives

    Domestic Investors Enhance Market Stability but Reduce Liquidity: HKMA

    By Manesh Samtani | 04/12/2025

    New paper recommends a combination of policy measures to encourage domestic participation and targeted actions to alleviate the negative side effects on liquidity.

    Securities / Derivatives

    China Expands List of Assets Eligible for Investment by Infrastructure REITs

    By Mark Johnston | 04/12/2025

    China’s NDRC has updated its eligible asset list for 2025, adding specific conditions for energy, commercial and consumption projects.

    Capital / Liquidity

    China Vanke Plan to Delay Debt Repayment Shakes Markets

    By Editors | 03/12/2025

    Vanke's plan to delay a CNY 2 billion bond payment with no upfront cash has intensified concerns over the limits of government support.

    Securities / Derivatives

    New IASB Model to Improve Accounting for Interest Rate Risk Management

    By Blake Evans-Pritchard | 03/12/2025

    Flexibility provided by the new ‘Risk Mitigation Accounting’ model may help financial institutions better navigate market uncertainty.

    Securities / Derivatives

    FSS Korea to Review FI Practices for Disclosing FX Risk to Retail Investors

    By Mark Johnston | 03/12/2025

    The FSS will inspect how firms explain currency risks to individual investors, in light of the persistent weakness facing the Korean won against the US dollar.

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