Securities / Derivatives

    Securities / Derivatives

    Sri Lanka Eases Public Holding Rules for Listings via Introduction

    By Sanday Chongo Kabange | 02/01/2026

    The SEC has introduced a phased compliance timeline to provide greater flexibility for companies listing on the CSE.

    Securities / Derivatives

    SGX RegCo Appoints Former GIC Risk Chief as New Chairman

    By Editors | 02/01/2026

    Dr Sung Cheng Chih will succeed the founding chairman and is set to steer the regulator in implementing key market reform recommendations.

    Securities / Derivatives

    India to Permit Banks to Sponsor National Pension System Funds

    By Sanday Chongo Kabange | 02/01/2026

    The PFRDA has approved a framework for banks to manage pension assets and has revised management fees to boost competition.

    Securities / Derivatives

    New Investment Funds Law Takes Effect in Macau

    By Sanday Chongo Kabange | 02/01/2026

    New law effective January 2026 introduces private funds, defines professional investors, and creates a streamlined notification process for offerings.

    Securities / Derivatives

    SEBI Mandates NISM Certification for AIF Compliance Officers

    By Mark Johnston | 02/01/2026

    SEBI aims to raise professional standards amid rapid growth in the alternative investment fund sector.

    Securities / Derivatives

    CSRC Approves Coking Coal Options for Dalian Commodity Exchange

    By Editors | 02/01/2026

    The DCE published detailed trading rules and fee structures ahead of the launch on 16 January 2026.

    Securities / Derivatives

    China Proposes Rules Governing Board Secretaries of Listed Companies

    By Editors | 02/01/2026

    The draft rules aim to clarify responsibilities, raise qualification standards, and enhance accountability for this key corporate governance role.

    ESG / Sustainability

    Korea to Expand Gender Pay Gap Disclosures for Investment Firms

    By Mark Johnston | 02/01/2026

    KOFIA will require major securities firms and asset management companies to disclose gender and position-based compensation data from January.

    Securities / Derivatives

    HKMA Issues New Guidance on Sales of Green Investment Products

    By Manesh Samtani | 02/01/2026

    New FAQs clarify disclosure rules and the scope of HKMA's 2023 circular, while flagging policy gaps at some firms.

    ESG / Sustainability

    Taiwan Updates Rules for Asset Manager Staff Holding Overseas Posts

    By Sanday Chongo Kabange | 31/12/2025

    The FSC clarified permissible concurrent roles at group entities and imposed new internal control, reporting, and record-keeping requirements.

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