ADVERTISEMENT
SECURITIES / DERIVATIVES
Securities / Derivatives
China: Fund Managers Consider New Salary Caps – Reports
By Editors | 13/04/2024
Several fund managers proposed a CNY 3 million (USD 415,000) cap on staff salaries. The proposed caps are still subject to change.
Sanctions
LME, CME Barred from Accepting Three Key Russian Metals
By Editors | 12/04/2024
The LME and CME can no longer accept new aluminum, copper, and nickel produced by Russia. Existing stocks are exempt from the ban.
Securities / Derivatives
SFC Reviewing HKEX Proposal to Enhance Clearing Flexibility
By Editors | 12/04/2024
HKEX enhanced its third party clearing arrangements for futures trades in 2022. A proposal submitted to the SFC would do the same for stock and options trades.
Fintech / Regtech
CFTC Subcommittee to Advance Work on AI Regulation
By Manesh Samtani | 12/04/2024
MRAC subcommittee will initially focus on obtaining a better understanding of how CFTC registrants are using AI to conduct regulated activities.
Securities / Derivatives
Shanghai Imposes Trading Limits on Gold, Copper, Crude Oil
By Editors | 12/04/2024
The limits on gold and copper futures contracts are being imposed in response to sharp price rallies by both metals.
Market Infrastructure
UK FCA Proposes to Relax Research Unbundling Rules
By Nithya Subramanian | 12/04/2024
The FCA will allow bundling of payments for research and trade execution, making it easier for asset managers to buy research produced outside the UK.
Securities / Derivatives
Industry Collaborates to Test Digital Regulatory Reporting
By Editors | 12/04/2024
The first phase of the collaboration between DTCC and REGnosys will test the ISDA DRR for derivatives reporting in Japan and the EU.
Securities / Derivatives
Taiwan to Require Firms to Incorporate ESG in Internal Control Systems
By Editors | 12/04/2024
Listed companies and securities and futures firms will have until January 2025 to adjust their internal control and audit systems.
Securities / Derivatives
India’s NSE Cautions Investors of Deep Faked Videos of CEO
By Ajoy K Das | 11/04/2024
The exchange said investors should not follow advice coming from deepfaked videos of its CEO recommending stocks.
Securities / Derivatives
China Launches New Repo Clearing Service for Interbank Market
By Editors | 11/04/2024
The National Interbank Funding Center and Shanghai Clearing House launched a new general repo clearing service for the interbank bond market.
JOIN OUR NEWSLETTER
A daily selection of top stories from the Regulation Asia editorial team