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Securities / Derivatives
Enforcement
ASIC Fines CLSA for Providing Incorrect Regulatory Data
By Sanday Chongo Kabange | 30/08/2024
The failures arose from a change to CLSA’s global order management system that was “not adequately scoped and tested” before implementation.
Crypto / Digital Assets
BCBS Paper Warns of Risks in Permissionless DLT Systems
By Manesh Samtani | 30/08/2024
New working paper describes the risks associated with permissionless DLT, highlighting the need for banks to adopt robust risk management strategies.
Capital / Liquidity
PBOC Starts Stress Testing FIs to Assess Bond Risks
By Mark Johnston | 29/08/2024
The stress tests will assess whether banks can withstand significant drops in bond prices, which could result if yields suddenly rise.
Securities / Derivatives
SEBI Proposes to Mandate UPI Blocking Mechanism for Stock Trades
By Ajoy K Das | 29/08/2024
Under the UPI block mechanism, investors only transfer funds to the broker after their shares are credited.
Crypto / Digital Assets
HKMA Launches New Sandbox for Tokenised Asset Transactions
By Sanday Chongo Kabange | 29/08/2024
The Project Ensemble Sandbox will facilitate interbank settlement using tokenised money for transactions involving tokenised assets.
ESG / Sustainability
Singapore to Issue Standards for AI-Based Valuation Models
By Nithya Subramanian | 29/08/2024
IVAS also working on new guidelines and a new online professional development course focusing on valuing intangible assets.
Market Infrastructure
MAS Identifies Priority Areas for Equities Market Review Group
By Ranamita Chakraborty | 29/08/2024
The review group has identified the areas of focus for its two workstreams and pledged to announce recommendations in phases.
Securities / Derivatives
US SEC Charges Chinese Asset Manager and CEO with Fraud
By Nithya Subramanian | 29/08/2024
The SEC accused QZ Asset Management, QZ Global, and CEO Blake Yeung of using false claims about their investments to defraud investors.
Market Infrastructure
ASIC Revises Trade Reporting Rules to Adopt February Proposals
By Manesh Samtani | 29/08/2024
ASIC will adopt the ‘nexus’ test to determine the scope of foreign entity reporting and remove alternative reporting.
Crypto / Digital Assets
CME to Launch Weekly Bitcoin Futures on 30 September
By Editors | 29/08/2024
The new contracts will be cash-settled at 4pm New York time every Friday to help investors mitigate weekend price moves.
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