Securities / Derivatives

Enforcement

Thailand Vows Stronger Action Against Capital Market Crime

By Nithya Subramanian | 28/08/2024

AMLO, SEC and SET signed an MOU agreeing to collaborate in the fight against illegal securities trading activities.

Securities / Derivatives

HKEX Appoints Capital Markets Veteran to Drive IPO Activity

By Manesh Samtani | 28/08/2024

Former Nomura managing director Johnson Chui will take up a new role at HKEX as Head of Global Issuer Services.

Securities / Derivatives

Alibaba Converts HK Shares to Gain Stock Connect Inclusion

By Editors | 28/08/2024

Inclusion in Stock Connect is expected to provide a boost to Alibaba’s shares as well as the Hong Kong market as a whole.

Securities / Derivatives

Dalian Exchange Launches Egg, Corn Starch, Live Pig Options

By Editors | 28/08/2024

The DCE, which now lists 16 options and 21 futures varieties, said the new contracts will help enterprises with risk management.

Enforcement

CFTC Fines BNY Mellon for Swap Reporting Failures

By Editors | 27/08/2024

The CFTC said BNY failed to properly report transactions, supervise its swap dealer business, and monitor staff communications.

Market Infrastructure

China Enhances Domestic Market Access for Foreign Investors

By Manesh Samtani | 27/08/2024

New rules have taken effect that enable foreign institutional investors to become direct members of CFETS.

Securities / Derivatives

CSRC Grants SHFE Approval to Launch New Options Contracts

By Editors | 27/08/2024

The Shanghai Futures Exchange has been granted approval to launch lead, nickel, tin and alumina options contracts.

Crypto / Digital Assets

AIIB Becomes First in Asia to Issue Digital Note via Euroclear

By Ranamita Chakraborty | 27/08/2024

The digital securities raised $300mn for AIIB’s sustainable development bond programme, with clearing possible through HKMA’s CMU and SIX.

Enforcement

SEBI Bans Anil Ambani from Securities Market for Five Years

By Ajoy K Das | 27/08/2024

Billionaire industrialist Anil Ambani and others allegedly orchestrated a scheme to divert funds from Reliance Home Finance through loans to connected entities.