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Securities / Derivatives
Capital / Liquidity
PBOC Expands Toolbox for Managing Liquidity, Rates
By Editors | 09/07/2024
The PBOC now has access to “hundreds of billions” worth of government bonds which it could sell into the market.
Securities / Derivatives
KRX, Naver to Collaborate on Market, Cyber Surveillance
By Editors | 08/07/2024
A key component of the collaboration is to increase monitoring of Naver Pay’s stock discussion rooms and “Shareholder Open Talk” communities.
Capital / Liquidity
SEBI Proposes Collateral Norms for Clearing Corporations
By Ajoy K Das | 05/07/2024
SEBI said interest income derived from collateral posted should be periodically distributed to clearing members.
Securities / Derivatives
SEBI Mandates Fraud Prevention Mechanisms for Stock Brokers
By Ajoy K Das | 05/07/2024
The regulator said that the measures will ensure higher standards of market integrity and investor protection.
Enforcement
Hong Kong Hedge Fund Manager To Disgorge False Trading Profit
By Sanday Chongo Kabange | 05/07/2024
The MMT has ordered a hedge fund manager to disgorge HK$ 5.6 million illicit profit and disqualified him for four years.
Securities / Derivatives
SEBI Introduces Timelines for CRAs’ Handling of Rating Appeals
By Ajoy K Das | 05/07/2024
Specific timelines have been introduced for dealing with appeals by issuers on rating action during periodic surveillance to enhance business ease and consistency.
Securities / Derivatives
SC Malaysia Issues Warning on Pre-IPO Investment Scams
By Nithya Subramanian | 05/07/2024
These scams primarily revolve around private placement offerings, often coinciding with upcoming IPO listings announced on the Bursa Malaysia website.
Securities / Derivatives
ESMA Publishes Trade Transparency Standards for MiCA
By Editors | 05/07/2024
ESMA report includes standards for how crypto trading platforms should publish data required for pre-and post-trade transparency.
Securities / Derivatives
SEBI Mandates Email for Dispatching Consolidated Account Statements
By Ajoy K Das | 05/07/2024
The regulator has said that CAS will be sent on a monthly basis in case of a transaction in the demat account and on a half-yearly basis if there is no transaction.
Market Infrastructure
ASIC Explores AI for Insider Trading Surveillance
By Sanday Chongo Kabange | 04/07/2024
The Australian regulator is exploring AI and machine learning for potential insider trading surveillance and detection.
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