SECURITIES / DERIVATIVES

Fintech / Regtech

JPX Launches AI Service for TSE Company Insights

By Mark Johnston | 13/03/2024

JPX has unveiled a new AI service that can provide more detailed insights into Tokyo Stock Exchange listings.

Securities / Derivatives

China Launches First Two Consumer Infrastructure REITs

By Editors | 13/03/2024

The new REITs, listed on the Shanghai Stock Exchange, are backed by shopping centres and supermarkets.

Market Infrastructure

China: NAFMII Issues Guidelines for Interbank Bond Rating Agencies

By Manesh Samtani | 13/03/2024

The guidelines strengthen requirements for rating agencies to guard against conflicts of interest, improve their rating models, and enhance rating quality and accuracy.

Securities / Derivatives

KRX to Implement Derivatives Market Enhancements on 22 April

By Editors | 12/03/2024

KRX will list additional stock futures and options, improve disclosure of market information, and expand futures spread trading hours.

Uncategorised

Taiwan: Securities Firms Can Entrust Foreign Securities to TDCC

By Editors | 12/03/2024

Allowing securities firms to entrust the custody of foreign securities the TDCC will give them more options without impacting investors, the FSC said.

Securities / Derivatives

SEBI Issues New Rules for Small and Medium REITs

By Ajoy K Das | 12/03/2024

SM REITs schemes may raise funds from Indian as well as foreign investors and use them to acquire and manage real estate assets.

Market Infrastructure

EU Sets Out Roadmap to Achieve Capital Markets Union

By Editors | 12/03/2024

The roadmap includes measures to harmonise stock exchange listing requirements, reduce listing costs, and make equity and bond financing more attractive.

Securities / Derivatives

Thailand to Tighten Rules on Short-Selling, Algorithmic Trading

By Editors | 12/03/2024

The SEC will shrink the pool of listed stocks eligible for short-selling, impose daily limits on short-selling, and require securities firms to help it police the market.

Enforcement

FSS Korea Concludes Probe Into Mis-sold HSCEI-Linked Products

By Manesh Samtani | 12/03/2024

Investors have lost almost $1bn, with another $3.5bn expected. The FSS issued a compensation guideline for financial firms that mis-sold the risky ELS products.