Securities / Derivatives

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    Enforcement

    ASIC Fines Macquarie for ‘Serious’ Gatekeeper Failure

    By Sanday Chongo Kabange | 26/09/2024

    Macquarie was fined for failing to act promptly and appropriately to prevent manipulation in the electricity futures market.

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    ESG / Sustainability

    Malaysia SC Launches Sustainability Reporting Framework

    By Nithya Subramanian | 26/09/2024

    Bursa Malaysia has also opened a consultation on proposed enhancements to its sustainability reporting requirements.

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    Market Infrastructure

    SEBI Issues Guidelines for Performance Evaluations of MIIs

    By Ajoy K Das | 26/09/2024

    Independent external agencies must conduct evaluations of market infrastructure institutions every three years.

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    Market Infrastructure

    Digital Asset, DTCC Complete Pilot Test on Tokenised US Treasuries

    By Sanday Chongo Kabange | 26/09/2024

    Digital Asset, DTCC and other industry project participants executed 100 transactions using tokenised US Treasuries as collateral.

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    Securities / Derivatives

    SEBI Amends Regulations for Voluntary Delisting of Shares

    By Ajoy K Das | 25/09/2024

    SEBI has introduced a fixed price process as an alternative to the reverse book-building process to enable companies to go private more easily.

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    Crypto / Digital Assets

    Nasdaq Wins SEC Approval to List Options on Bitcoin ETF

    By Editors | 25/09/2024

    The options contracts on iShares Bitcoin Trust ETF still need to be approved by the Options Clearing Corp and the CFTC before trading can begin.

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    Enforcement

    Deutsche Börse, Nasdaq Under Scrutiny in EU Antitrust Probe

    By Editors | 25/09/2024

    Deutsche Börse and Nasdaq said they were raided and searched by EU antitrust watchdogs who suspect antitrust rule violations.

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    Securities / Derivatives

    SEBI Mandates Use of UPI for Public Issues of Debt Securities

    By Ajoy K Das | 25/09/2024

    Retail investors applying for public issues of debt securities via intermediaries will have to use the UPI fund blocking mechanism.

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    Securities / Derivatives

    SEBI Launches Consultation to Simplify FPI Registration

    By Nithya Subramanian | 25/09/2024

    SEBI has proposed only collecting information that is unique to FPI applicants in order to save time and effort.

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    Market Infrastructure

    Japan to Launch Asset Management Forum on 3 October

    By Manesh Samtani | 25/09/2024

    Prime Minister Fumio Kishida said the Forum will be launched by leading Japanese and US asset management companies.

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