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Enforcement
ASIC Fines Macquarie for ‘Serious’ Gatekeeper Failure
By Sanday Chongo Kabange | 26/09/2024
Macquarie was fined for failing to act promptly and appropriately to prevent manipulation in the electricity futures market.

ESG / Sustainability
Malaysia SC Launches Sustainability Reporting Framework
By Nithya Subramanian | 26/09/2024
Bursa Malaysia has also opened a consultation on proposed enhancements to its sustainability reporting requirements.

Market Infrastructure
SEBI Issues Guidelines for Performance Evaluations of MIIs
By Ajoy K Das | 26/09/2024
Independent external agencies must conduct evaluations of market infrastructure institutions every three years.

Market Infrastructure
Digital Asset, DTCC Complete Pilot Test on Tokenised US Treasuries
By Sanday Chongo Kabange | 26/09/2024
Digital Asset, DTCC and other industry project participants executed 100 transactions using tokenised US Treasuries as collateral.

Securities / Derivatives
SEBI Amends Regulations for Voluntary Delisting of Shares
By Ajoy K Das | 25/09/2024
SEBI has introduced a fixed price process as an alternative to the reverse book-building process to enable companies to go private more easily.

Crypto / Digital Assets
Nasdaq Wins SEC Approval to List Options on Bitcoin ETF
By Editors | 25/09/2024
The options contracts on iShares Bitcoin Trust ETF still need to be approved by the Options Clearing Corp and the CFTC before trading can begin.

Enforcement
Deutsche Börse, Nasdaq Under Scrutiny in EU Antitrust Probe
By Editors | 25/09/2024
Deutsche Börse and Nasdaq said they were raided and searched by EU antitrust watchdogs who suspect antitrust rule violations.

Securities / Derivatives
SEBI Mandates Use of UPI for Public Issues of Debt Securities
By Ajoy K Das | 25/09/2024
Retail investors applying for public issues of debt securities via intermediaries will have to use the UPI fund blocking mechanism.

Securities / Derivatives
SEBI Launches Consultation to Simplify FPI Registration
By Nithya Subramanian | 25/09/2024
SEBI has proposed only collecting information that is unique to FPI applicants in order to save time and effort.

Market Infrastructure
Japan to Launch Asset Management Forum on 3 October
By Manesh Samtani | 25/09/2024
Prime Minister Fumio Kishida said the Forum will be launched by leading Japanese and US asset management companies.
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