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SECURITIES / DERIVATIVES
Securities / Derivatives
SET, SGX to Add More Stocks to Depositary Receipts Linkage
By Editors | 28/11/2023
The first three Thai stocks listed depositary receipts on SGX in May. One SGX stock, Singapore Airlines, has so far listed DRs in Thailand.
Crypto / Digital Assets
Philippine SEC to Ban Unregistered Foreign Trading Platforms
By Sanday Chongo Kabange | 28/11/2023
The SEC is planning to ban online stock and crypto trading platforms that are not registered to operate in the Philippines.
Securities / Derivatives
SEBI Proposes to Grant Greater Trading Flexibilities to Company Insiders
By Ajoy K Das | 28/11/2023
The regulator has proposed revising its insider trading regulations to make it easier for senior management to trade in company shares.
ESG / Sustainability
HKEX Targets Carbon Neutrality in 2024, Net Zero by 2040
By Editors | 28/11/2023
HKEX will achieve carbon neutrality by 2024 by expanding its carbon offsetting policy, and net zero by 2040 by cutting its scope 1, 2, and 3 GHG emissions.
Securities / Derivatives
Low AUM, High Risk-based Capital Rules to Disrupt Funds Industry
By Nithya Subramanian | 28/11/2023
As MAS plans to repeal the RFMC regime, players said that consolidation and dropouts are expected to impact the industry.
Securities / Derivatives
SEBI to Introduce Regulatory Framework for Index Providers
By Ajoy K Das | 28/11/2023
SEBI approved a number of proposals at its board meeting on Saturday, including measures to provide NPOs greater fund raising flexibility.
AML / KYC
India’s IFSCA Proposes Accredited Investor Framework for GIFT City
By Ajoy K Das | 28/11/2023
Minimum investment thresholds applicable to venture capital schemes, restricted schemes, and portfolio management services would not apply to accredited investors.
Securities / Derivatives
ASX Announces Decision to Wind Down mFund Platform
By Editors | 28/11/2023
ASX said it received feedback that self-directed and advised investors were unlikely to adopt mFund to the same extent that they adopt exchange traded products.
Securities / Derivatives
CSRC Approves First Three Consumption-related REITs
By Editors | 27/11/2023
The new approvals come after the CSRC unveiled measures in March this year to foster the issuance of new REIT products.
Enforcement
Chinese Police Launch Criminal Probe into Zhongzhi Group
By Mark Johnston | 27/11/2023
The announcement came just days after Zhongzhi, one of the largest conglomerates in China’s shadow finance sector, said it was insolvent.
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