SECURITIES / DERIVATIVES

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    Securities / Derivatives

    India AMCs Get New Guidance on Display of Returns

    By Ajoy K Das | 07/11/2023

    The new guidelines are a response to concerns from SEBI that some AMCs have been engaging in misleading advertising.

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    Securities / Derivatives

    CFTC to Allow Brokers Greater Flexibility to Invest Client Funds

    By Editors | 06/11/2023

    FCMs and DCOs will be able to invest client funds in foreign sovereign debt and certain short-term US Treasury ETFs.

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    Securities / Derivatives

    Korea Reimposes Short Selling Ban to Combat Unfair Trades

    By Manesh Samtani | 06/11/2023

    The government will ban short selling until end June 2024 and work on improving the short selling system, said FSC chairman Kim Joo-hyun.

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    Securities / Derivatives

    Philippine Stock Exchange Debuts Short Selling – Report

    By Editors | 06/11/2023

    A total of 52 stocks and one ETF are available for short-selling. The PSE first proposed to allow short-selling in 1996.

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    Capital / Liquidity

    FSOC Revamps Oversight Framework for Non-Bank Sector

    By Editors | 06/11/2023

    The changes will make it easier for the FSOC to designate a non-bank as systemically importance, and speed up its ability to respond to risks.

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    ESG / Sustainability

    HKEX Postpones Enhancements to Climate Disclosure Framework

    By Editors | 06/11/2023

    HKEX said it intends for its requirements to take into account the ISSB adoption guide, which won’t be finalised until year-end.

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    Securities / Derivatives

    MAS Offers Update on Changes to Complex Products Regime

    By Manesh Samtani | 05/11/2023

    MAS will adopt some changes to streamline the complexity criteria for CIS. Other changes will be addressed in a new consultation in H1 2024.

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    Crypto / Digital Assets

    SFC Issues Rules for Tokenised Securities and Investment Products

    By Manesh Samtani | 03/11/2023

    Tokenised securities have to meet the same requirements as traditional securities. Primary dealing of tokenised investment products will be allowed.

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    Crypto / Digital Assets

    Tokenisation Steers Paradigm Shift in Finance: BIS Innovation Hub

    By Georgina Lee | 03/11/2023

    The next paradigm shift for financial assets is tokenisation, BIS Innovation Hub head Cecilia Skingsley said at Hong Kong Fintech Week.

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    Securities / Derivatives

    Bursa Malaysia Enables Investor Access to Chinese Soybean Oil Price

    By Editors | 03/11/2023

    This is the first time a Chinese derivatives exchange has authorised an Asian exchange to incorporate Chinese commodity futures settlement prices into a product offering.

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