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Securities / Derivatives
India AMCs Get New Guidance on Display of Returns
By Ajoy K Das | 07/11/2023
The new guidelines are a response to concerns from SEBI that some AMCs have been engaging in misleading advertising.
Securities / Derivatives
CFTC to Allow Brokers Greater Flexibility to Invest Client Funds
By Editors | 06/11/2023
FCMs and DCOs will be able to invest client funds in foreign sovereign debt and certain short-term US Treasury ETFs.
Securities / Derivatives
Korea Reimposes Short Selling Ban to Combat Unfair Trades
By Manesh Samtani | 06/11/2023
The government will ban short selling until end June 2024 and work on improving the short selling system, said FSC chairman Kim Joo-hyun.
Securities / Derivatives
Philippine Stock Exchange Debuts Short Selling – Report
By Editors | 06/11/2023
A total of 52 stocks and one ETF are available for short-selling. The PSE first proposed to allow short-selling in 1996.
Capital / Liquidity
FSOC Revamps Oversight Framework for Non-Bank Sector
By Editors | 06/11/2023
The changes will make it easier for the FSOC to designate a non-bank as systemically importance, and speed up its ability to respond to risks.
ESG / Sustainability
HKEX Postpones Enhancements to Climate Disclosure Framework
By Editors | 06/11/2023
HKEX said it intends for its requirements to take into account the ISSB adoption guide, which won’t be finalised until year-end.
Securities / Derivatives
MAS Offers Update on Changes to Complex Products Regime
By Manesh Samtani | 05/11/2023
MAS will adopt some changes to streamline the complexity criteria for CIS. Other changes will be addressed in a new consultation in H1 2024.
Crypto / Digital Assets
SFC Issues Rules for Tokenised Securities and Investment Products
By Manesh Samtani | 03/11/2023
Tokenised securities have to meet the same requirements as traditional securities. Primary dealing of tokenised investment products will be allowed.
Crypto / Digital Assets
Tokenisation Steers Paradigm Shift in Finance: BIS Innovation Hub
By Georgina Lee | 03/11/2023
The next paradigm shift for financial assets is tokenisation, BIS Innovation Hub head Cecilia Skingsley said at Hong Kong Fintech Week.
Securities / Derivatives
Bursa Malaysia Enables Investor Access to Chinese Soybean Oil Price
By Editors | 03/11/2023
This is the first time a Chinese derivatives exchange has authorised an Asian exchange to incorporate Chinese commodity futures settlement prices into a product offering.
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