Securities / Derivatives

HKEX to Launch Self-Match Prevention Service Within Q1

By Editors | 27/02/2024

Testing of the service for the securities market is complete. Firms are encouraged to join a practice session on 9 March to ensure readiness for the launch.

Enforcement

SFC Launches Proceedings Against Ex-Chairman of Ding Yi Feng

By Sanday Chongo Kabange | 27/02/2024

The SFC is seeking orders requiring the former chairman and 20 others to compensate investors for losses suffered as a result of a 2018 price manipulation scheme.

Securities / Derivatives

SEBI Proposes to Relax Requirements for Mutual Funds

By Ajoy K Das | 27/02/2024

Separate dedicated fund managers would no longer need to be appointed for commodity and overseas investments.

Securities / Derivatives

Malaysia Commits to Cutting IPO Approval Time to Three Months

By Editors | 27/02/2024

IPO applications submitted from 1 March 2024 will take just 3 months for approval, down from the current 4-12 months typically required.

Enforcement

Vietnam Police Recommend Prosecution of HoSE, SSC Officials

By Mark Johnston | 27/02/2024

A total of 51 suspects including officials are accused of market manipulation, fraud, abuse of power, and dissemination of false information.

Big Picture

Wealth Connect Enhancements to Drive Investment: HSBC

By Nithya Subramanian | 27/02/2024

Around a quarter of WMC investors intend to invest CNY 1 million or more via the Scheme in the next 12 months.

Market Infrastructure

EU Council Adopts New AIFMD, UCITS Rules

By Editors | 27/02/2024

The new rules enhance the integration of asset management markets in Europe, the European Council said.

Securities / Derivatives

Malaysia SC Extends REITs Annual Report Timeline

By Editors | 27/02/2024

This adjustment aligns the reporting timeline for listed REITs with that of public-listed companies, the SC said.

ESG / Sustainability

Korea Unveils Initial Details of ‘Corporate Value-up Programme’

By Manesh Samtani | 27/02/2024

The programme is designed to encourage listed companies to engage in voluntary efforts to improve governance, boost corporate value and enhance shareholder returns.

Enforcement

CSRC Vows to Crack Down on Listed Company Misconduct

By Mark Johnston | 26/02/2024

The CSRC warns of harsh penalties for fraudulent listings, accounting scams, misuse of funds, insider trading, and market manipulation.

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