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Enforcement
Taiwan FSC Fines Three Securities Firms and Asset Manager
By Nithya Subramanian | 07/03/2025
Three securites firms were fined TWD 300,000 each. An investment management company was also fined and faces business restrictions.

Securities / Derivatives
India’s NSE Shifts Derivatives Expiry to Mondays
By Nithya Subramanian | 07/03/2025
The NSE said that the expiry day for equity derivatives was shifted based on stakeholder feedback and international practices.
Securities / Derivatives
SEBI Issues KPI Disclosure Standards for Offer Documents
By Nithya Subramanian | 06/03/2025
Issuer companies and merchant bankers need to disclose KPIs and operational metrics based on the new standards.

Market Infrastructure
ASX Consults on Release 1 of CHESS Replacement Project
By Sanday Chongo Kabange | 06/03/2025
ASX will implement a new FIX Gateway and FIX messaging for trade registration, cancellation, and end-of-day price reporting.

Enforcement
FSS Korea Refers ‘Finfluencer’ Unfair Trading Case for Prosecution
By Nithya Subramanian | 06/03/2025
The finfluencer pre-purchased shares and sold them at inflated prices after issuing “buy” recommendations on a popular Telegram channel.

Securities / Derivatives
HKEX, CMU OmniClear Partner to Bolster Market Infrastructure
By Sanday Chongo Kabange | 05/03/2025
HKEX and CMU OmniClear will work to establish infrastructure in Asia that could rival Euroclear and Clearstream.

Market Infrastructure
NZX Set to Introduce Third-Party Clearing in Derivatives Market
By Thisanka Siripala | 05/03/2025
Clearing Participants will be able to clear and settle trades on behalf of other trading firms, allowing greater flexibility in the derivatives market.

Capital / Liquidity
India: IFSCA Eases Rules for Fund Managers in GIFT City
By Nithya Subramanian | 05/03/2025
The changes aim to reduce the compliance burden and increase flexibility for fund managers, while boosting investor confidence in GIFT City’s financial ecosystem.

Securities / Derivatives
China Tightens Scrutiny on Offshore Listings, Use of Proceeds
By Mark Johnston | 05/03/2025
Chinese firms need approval to deploy proceeds from Hong Kong share sales overseas. Small cap listings in New York are also facing scrutiny.

Market Infrastructure
Australia Publishes Response to Clearing and Settlement Inquiry
By Sanday Chongo Kabange | 04/03/2025
The government already actioned two recommendations from the parliamentary inquiry, which focused on competition in clearing and settlement and the ASX CHESS replacement project.
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