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Securities / Derivatives
Securities / Derivatives
Shanghai Imposes Trading Limits on Gold, Copper, Crude Oil
By Editors | 12/04/2024
The limits on gold and copper futures contracts are being imposed in response to sharp price rallies by both metals.
Market Infrastructure
UK FCA Proposes to Relax Research Unbundling Rules
By Nithya Subramanian | 12/04/2024
The FCA will allow bundling of payments for research and trade execution, making it easier for asset managers to buy research produced outside the UK.
Securities / Derivatives
Industry Collaborates to Test Digital Regulatory Reporting
By Editors | 12/04/2024
The first phase of the collaboration between DTCC and REGnosys will test the ISDA DRR for derivatives reporting in Japan and the EU.
Securities / Derivatives
Taiwan to Require Firms to Incorporate ESG in Internal Control Systems
By Editors | 12/04/2024
Listed companies and securities and futures firms will have until January 2025 to adjust their internal control and audit systems.
Securities / Derivatives
India’s NSE Cautions Investors of Deep Faked Videos of CEO
By Ajoy K Das | 11/04/2024
The exchange said investors should not follow advice coming from deepfaked videos of its CEO recommending stocks.
Securities / Derivatives
China Launches New Repo Clearing Service for Interbank Market
By Editors | 11/04/2024
The National Interbank Funding Center and Shanghai Clearing House launched a new general repo clearing service for the interbank bond market.
Fintech / Regtech
RBI Calls on Banks to Improve FX Market for Retail Investors
By Ajoy K Das | 11/04/2024
The RBI is concerned about unauthorised FX platforms, inadequate price transparency, and the lack of global participation by Indian players.
Securities / Derivatives
SFC Issues Guidance on Offering Hong Kong Funds in UAE
By Mark Johnston | 11/04/2024
The SFC published an information sheet providing guidance on how Hong Kong funds can be offered to investors in the DIFC and the UAE more broadly.
Market Infrastructure
EU Seeks to Coordinate T+1 Transition with UK, Switzerland
By Editors | 11/04/2024
The European T+1 Industry Task Force said alignment will reduce the complexity for multi-jurisdictional firms and minimise scoping issues.
Securities / Derivatives
US Treasury Proposes Rules for New Stock Buyback Excise Tax
By Editors | 10/04/2024
Corporations that undertake stock buybacks will have to pay a 1% excise tax on the fair market value of net repurchased shares during a tax year.
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