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Securities / Derivatives
SEBI Bars JM Financial from Acting as Lead Manager
By Ajoy K Das | 12/03/2024
SEBI said JM Financial engaged in practices which have a “detrimental effect” on the orderly functioning of the market.
Market Infrastructure
SFC Chairman Proposes Adjustment to Stock Connect Threshold
By Editors | 11/03/2024
SFC Chairman Tim Lui has asked mainland policymakers to lower the minimum asset requirement for mainlanders to invest in Hong Kong via Stock Connect.
Securities / Derivatives
Vietnam Launches New Disclosure System at Hanoi Exchange
By Editors | 11/03/2024
The system has been initially implemented on the HNX. Once fully implemented, the same system will be established at HoSE.
Capital / Liquidity
PBOC Reported to be Scrutinising Bond Buying by Rural Banks
By Editors | 11/03/2024
The PBOC says its survey of rural banks is routine, but reports say there are concerns over speculative buying and potential overconcentration risks.
Securities / Derivatives
Australia Mulls Ways to Improve Super Fund Performance Test
By Editors | 11/03/2024
There is evidence that the current performance test is discouraging investment in some sectors like energy transition and affordable housing.
Securities / Derivatives
CFTC Publishes First-Ever US Taxonomy for Digital Assets
By Editors | 11/03/2024
The digital asset taxonomy is one of three recommendations advanced by the CFTC’s Global Markets Advisory Committee.
Securities / Derivatives
Vietnam: HoSE Commences Trial Run of New Trading System
By Editors | 10/03/2024
Deployment was initially planned for 2015, but the project has faced delays and setbacks, including the pandemic, extending the rollout to nearly ten years.
Securities / Derivatives
Thai Exchanges Adjust Market Hours to Align With Regional Counterparts
By Editors | 10/03/2024
The SET, mai, and TFEX will open their afternoon trading sessions 30 minutes earlier to better align with regional markets.
Capital / Liquidity
AMFI Directs AMCs to Disclose Monthly Stress Test Results
By Ajoy K Das | 10/03/2024
The disclosures are intended to enhance transparency and provide investors with more insight into the risk profiles of small and mid-cap mutual fund schemes.
Capital / Liquidity
FSS Korea Outlines Supervision and Inspection Workplan for 2024
By Editors | 09/03/2024
Supervision and inspections will assess the ability of financial firms to prevent real estate-related risks from spreading to the financial system, among other areas.
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