Securities / Derivatives

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    Securities / Derivatives

    SEBI Bars JM Financial from Acting as Lead Manager

    By Ajoy K Das | 12/03/2024

    SEBI said JM Financial engaged in practices which have a “detrimental effect” on the orderly functioning of the market.

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    Market Infrastructure

    SFC Chairman Proposes Adjustment to Stock Connect Threshold

    By Editors | 11/03/2024

    SFC Chairman Tim Lui has asked mainland policymakers to lower the minimum asset requirement for mainlanders to invest in Hong Kong via Stock Connect.

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    Securities / Derivatives

    Vietnam Launches New Disclosure System at Hanoi Exchange

    By Editors | 11/03/2024

    The system has been initially implemented on the HNX. Once fully implemented, the same system will be established at HoSE.

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    Capital / Liquidity

    PBOC Reported to be Scrutinising Bond Buying by Rural Banks

    By Editors | 11/03/2024

    The PBOC says its survey of rural banks is routine, but reports say there are concerns over speculative buying and potential overconcentration risks.

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    Securities / Derivatives

    Australia Mulls Ways to Improve Super Fund Performance Test

    By Editors | 11/03/2024

    There is evidence that the current performance test is discouraging investment in some sectors like energy transition and affordable housing.

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    Securities / Derivatives

    CFTC Publishes First-Ever US Taxonomy for Digital Assets

    By Editors | 11/03/2024

    The digital asset taxonomy is one of three recommendations advanced by the CFTC’s Global Markets Advisory Committee.

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    Securities / Derivatives

    Vietnam: HoSE Commences Trial Run of New Trading System

    By Editors | 10/03/2024

    Deployment was initially planned for 2015, but the project has faced delays and setbacks, including the pandemic, extending the rollout to nearly ten years.

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    Securities / Derivatives

    Thai Exchanges Adjust Market Hours to Align With Regional Counterparts

    By Editors | 10/03/2024

    The SET, mai, and TFEX will open their afternoon trading sessions 30 minutes earlier to better align with regional markets.

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    Capital / Liquidity

    AMFI Directs AMCs to Disclose Monthly Stress Test Results

    By Ajoy K Das | 10/03/2024

    The disclosures are intended to enhance transparency and provide investors with more insight into the risk profiles of small and mid-cap mutual fund schemes.

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    Capital / Liquidity

    FSS Korea Outlines Supervision and Inspection Workplan for 2024

    By Editors | 09/03/2024

    Supervision and inspections will assess the ability of financial firms to prevent real estate-related risks from spreading to the financial system, among other areas.

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