Securities / Derivatives

    Securities / Derivatives

    SEBI Allows Extra Time to File Quarterly, Annual Results

    By Editors | 20/03/2020

    Listed companies will have until 30 June to file their quarterly and annual financial results for the period ending 31 March.

    Securities / Derivatives

    Taiwan Authorises Intervention by National Stabilisation Fund

    By Editors | 20/03/2020

    The central bank has also cut its policy rates and expanded lending facilities for banks to allow them to support SMEs impacted by the coronavirus.

    Securities / Derivatives

    SGX RegCo Offers Guidance on Holding General Meetings

    By Editors | 20/03/2020

    Measures include segregating attendees across various venues, adopting digital tools to conduct general meetings, and a 250-person limit at any given venue.

    Capital / Liquidity

    Philippine Stocks Resume Trading, Central Bank Relaxes Regulations

    By Editors | 19/03/2020

    The BSP has cut interest rates and relaxed regulations on compliance reporting by banks, calculation of penalties on required reserves, and single borrower limits.

    Securities / Derivatives

    SBV Directs Banks to Support Borrowers, Cuts Interest Rates

    By Editors | 19/03/2020

    The central bank  has directed banks to restructure repayment periods, cut interest rates, waive fees and maintain debt classifications to support borrowers.

    Securities / Derivatives

    S. Korea to Launch Market Stabilisation Funds, More SME Support

    By Editors | 19/03/2020

    The government has also decided on emergency financial measures worth 50 trillion won to support SMEs and individuals with low credit ratings.

    Securities / Derivatives

    FMA, NZX Announce Support Measures for Listed Companies

    By Editors | 19/03/2020

    The measures include higher capital raising capacity for issuers, a two month extension for financial reporting, and delays for some regulatory work.

    Enforcement

    Australia: SocGen Securities Unit Charged for Client Money Rule Breaches

    By Editors | 19/03/2020

    Societe Generale Securities Australia self-reported three matters over 2017 and 2018, and has completed all remediation actions in relation to its operational set-up.

    Securities / Derivatives

    Malaysia Allows Listed Companies to Defer Quarterly, Annual Reports

    By Editors | 19/03/2020

    Listed companies and REITs managers with a financial year-end of 31 December 2019 can also defer their AGMs.

    Securities / Derivatives

    HKEX to Introduce Master SPSA Service for Fund Managers

    By Editors | 18/03/2020

    The new service allows pre-trade checking of China A shares for northbound trading at the fund manager level rather than at the individual fund level.

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